Open Access

An interpersonal sketch of the biblical Hebrew clause

Functional Linguistics20174:9

DOI: 10.1186/s40554-017-0042-8

Received: 10 March 2017

Accepted: 18 April 2017

Published: 18 May 2017

Abstract

The aim of the present paper is to describe the Biblical Hebrew clause as a locus of interpersonal meanings from a systemic functional perspective. Although systemic functional linguistics has been applied to the description of an increasing number of languages in recent years, systemic functional accounts of Semitic languages remain limited in number. This paper brings together work on the English MOOD system and systemic functional typological literature, applying them to the development of a partial description of one aspect of the lexicogrammar of Biblical Hebrew. In this paper the realization of interpersonal meanings is explored through analysis of dialogic interaction in the Biblical text, showing how the MOOD system realizes speech functions and outlining a preliminary system network for Biblical Hebrew MOOD, with particular emphasis on the systemic potential of MOOD TYPE. The mood structure is also analyzed from below, and the elements salient to the negotiation of meanings in interaction are presented individually and their relevance to the realization of interpersonal meanings is explored.

Keywords

Mood Interpersonal metafunction Biblical Hebrew SFL Lexicogrammar

Introduction

Although functional approaches to linguistic analysis have become more widespread in the study of Ancient Hebrew in recent decades, surprisingly little work has been carried out from the perspective of Systemic Functional Grammar (SFG), in spite of the more widespread representation of other functional schools in the literature (Anstey 2009; van der Merwe 2003). Some scholars reference Halliday in their studies, but do not approach Ancient Hebrew from a systemic functional perspective ((Andersen 1986); Levinsohn and Stephen 1990; (Waltke & O’Connor 1990); Floor, 2004; (Brettler 2010; Li 2006; Polak 2006)); others have taken SFG as their framework for the analysis of a particular aspect of or construction in Hebrew texts (Madasu 2015; Toffelmire 2014), yet more complete analyses and descriptions of Hebrew lexicogrammar are lacking in the literature. Two recent exceptions to this tendency are Bandstra (Bandstra 2008) and Tatu (Tatu 2008).1 The former is a handbook to the first eleven chapters of Genesis, written for intermediate and advanced students of Biblical Hebrew, and consists of a detailed systemic functional analysis of the text. The latter is a comparative study of verbal sequences in Hebrew and Ugaritic poetry, which approaches the topic from a systemic functional perspective and includes a chapter in which the author sketches an outline of a systemic functional description of Biblical Hebrew. While these are both important forays into the application of Systemic Functional Grammar to Biblical Hebrew, neither account is wholly satisfactory, mainly due to their tendency to adhere too closely to categories established in descriptions of the English language.

The present study explores the Biblical Hebrew clause as a locus of interpersonal meanings from a systemic functional perspective. The first section presents an outline of the history of Biblical Hebrew, in order to provide contextualization for the description which follows. The following section discusses those systems at clause rank associated with interpersonal meanings. This account will be followed by a brief critical appraisal of those in Bandstra (Bandstra 2008) and Tatu (Tatu 2008). Finally, a provisional description of the MOOD2 system in Biblical Hebrew will be outlined, with particular emphasis on the system of MOOD TYPE, and the mood structure of the clause will be analyzed from below, with the elements salient to negotiation in interpersonal interaction explored individually with regard to their roles in the realization of interpersonal meanings.

Biblical Hebrew

Hebrew is a Semitic language belonging to the Canaanite family of the Northwest Semitic group of languages, together with Aramaic, Amorite, Phoenician, Ugaritic and others. In its ancient form, Hebrew was the language of the Israelite tribes which settled the land known as Canaan and established a kingdom there around the turn of the first millennium BCE, which would eventually split into a northern kingdom (Israel) and a southern kingdom (Judah), each associated with its own regional variety of the language ((Edzard 2011): 480-481; (Steiner 1997): 145; (Rendsburg 2003)). In 722 BCE, the northern kingdom was conquered by the Assyrians, who exiled a substantial portion of the population, and in 597 the Babylonian ruler Nebuchadnezzar II asserted control over Judah, where ten years later he would lay siege to Jerusalem, destroy the Temple of Solomon and exile a substantial portion of the local population to Babylon ((van de Mieroop 2007): 251 and 276). These exiles were eventually allowed to return and rebuild the Temple, and an independent Judean state was established during the Hellenistic period ((Steiner 1997): 145). The Roman empire conquered this independent state, destroyed the Second Temple in 70 CE, and, after the Bar-Kokhba revolt of 132-135 CE, dispersed the inhabitants throughout the empire (ibid.). These historical events would have a decisive impact on the history of the language itself.

Historically, Hebrew may be classified into four main periods: Biblical Hebrew (BH), Rabbinic Hebrew, Medieval Hebrew and Modern (Israeli) Hebrew; the earliest attested epigraphic materials in BH date to the tenth century BCE ((Sáenz-Badillos 1993): 43 and 51-52). The language of the Hebrew Bible is mostly of the Judahite variety, and may be further subdivided into three stages: Archaic BH (ca. 1100-1000 BCE), Standard BH (ca. 1000-550 BCE), and late BH (ca. 550-200 BCE) ((Edzard 2011): 481). Outside of the biblical text, there are a number of inscriptions beginning from ca. 1200 BCE to 132-135 CE, the Dead Sea scrolls, and the Samaritan Pentateuch, which provide further linguistic evidence of ancient Hebrew in addition to what may be called, strictu sensu, Biblical Hebrew ((Edzard 2011): 480). The complete text of the Hebrew Bible has been preserved in the Tiberian vocalization tradition, which was fixed by scholars between the 7th and 9th centuries CE ((Edzard 2011): 481). It is this text which constitutes the corpus analyzed in the present paper.

Interpersonal meanings

In this section, the notion of the interpersonal metafunction as developed in Systemic Functional Linguistics is outlined. The first subsection discusses the contextual variable of tenor and its relation to the semantic system of SPEECH FUNCTION. Following this, the lexicogrammatical system of MOOD is presented, based on the standard description of the English clause found in Halliday and Matthiessen (Halliday & Matthiessen 2014).

Tenor and speech function

The present study focuses on the realization of interpersonal meanings at the clause level of language. The interpersonal metafunction is associated with the contextual variable known as tenor, which refers to the nature of the roles (institutional, status, contact and sociometric) of the interactants as well as the values and attitudes (neutral or positively/negatively loaded) that the interactants bring to the domain ((Halliday & Matthiessen 2014): 32-33). The semantic system associated with these factors of interpersonal communication is referred to as SPEECH FUNCTION, which simultaneously realizes the three systems of MOVE, INITIATING ROLE, and COMMODITY. This semantic system creates meanings related to the contextual variable of tenor, and these meanings are realized on the stratum of lexicogrammar by means of the MOOD system. The entry condition to the system of SPEECH FUNCTION is a move in the exchange.

The system of COMMODITY deals with the nature of that which is being exchanged in an interaction: either goods & services (nonverbal) or information (verbal). INITIATING ROLE, on the other hand, refers to “[t]he most fundamental types of speech role” in any interaction, i.e., giving and demanding (ibid.). These two systems are considered to be essential features lying behind the MOOD systems of all languages ((Matthiessen 2004): 610). The combination of the different terms of these two systems results in four primary speech functions: offer, command, statement, and question, as shown in Table 1, which are, furthermore, “matched by a set of desired responses: accepting an offer, carrying out a command, acknowledging a statement and answering a question” ((Halliday & Matthiessen 2014): 135).
Table 1

Primary speech functions resulting from intersection of commodity type and initiating role type

 

Information

Goods & services

Give

statement

offer

Demand

question

command

The final subsystem of SPEECH FUNCTION classifies the type of MOVE utilized in an interaction. Thus, an exchange begins with a move, i.e., one of the participants produces an utterance which is a single semantic unit, a quantum of exchange in the interaction, and any such utterance may be classified as either an initiating move or a responding move according to its relation to the other moves in the exchange. Although the move is the basic unit of dialogue on the semantic level, and the entry point into the semantic system of SPEECH FUNCTION, this semantic unit is realized on the lexicogrammatical level by a free clause, which is the entry point to the grammatical system network of MOOD. This clause may be a proposition (a statement or a question) or a proposal (an offer or a command); i.e., a proposition has the semantic function of exchanging information, while a proposal has the semantic function of exchanging goods & services (Halliday and Michael 1995:12; (Halliday & Matthiessen 2014): 139).

In summary, the interpersonal meaning of the clause hinges on the role the clause plays in an exchange. When two or more people engage in dialogue, they assume certain speech roles and assign other ones to their interlocutors, and each one may initiate exchanges and/or respond in either an expected or discretionary manner to exchanges initiated by others. The two main variables in any exchange are the type of speech role (giving or demanding) and the type of commodity exchanged (information or goods-&-services). These two variables combine together, producing the following four primary speech functions: offer (giving goods-&-services), command (demanding goods-&-services), statement (giving information), and question (demanding information). The following section will discuss how these semantic elements are realized in the lexicogrammatical system of MOOD.

Mood

Unlike the system of SPEECH FUNCTION, which operates on the semantic stratum, the MOOD system is located on the stratum of lexicogrammar, at the level of clause rank. The SPEECH FUNCTION system is “a resource for enacting the roles and relations that make up the tenor aspect of context”, while the MOOD system in its turn is “a resource for realizing exchanges in the development of dialogue” ((Teruya et al. 2007): 866). As a consequence, the primary speech functions can be mapped onto the MOOD TYPE choices typically found in the MOOD systems of languages and their various realizations: statements are prototypically realized by means of declarative clauses, questions by means of interrogative clauses, and commands by means of imperative clauses, whereas offers do not generally correspond to a specific choice in the system of MOOD TYPE, but may be realized in various ways (ibid. 867-868). The following account of the English MOOD system is based on the fourth chapter of Halliday and Matthiessen (Halliday & Matthiessen 2014).

In English, the most distinctive aspect of the grammatical system of MOOD is the Mood element, which is the locus of interpersonal negotiation in the clause, conveying the progression of the interaction and changing when necessary in the process of negotiation. There are two components in the Mood element: the Subject and the Finite operator. The Subject is typically a nominal group, while the Finite is part of the verbal group. The Subject provides “something by reference to which the proposition can be affirmed or denied,” that is, “the entity in respect of which the assertion is claimed to have validity” ((Halliday & Matthiessen 2014): 146). The Finite element limits the clause in relation to the context of the speech event by means of primary tense (which relates the clause to the time of speaking) and modality (which refers to the speaker’s judgment regarding the likelihood that a proposition is true or regarding the desirability of a proposal). Polarity, or the choice between positive and negative, is also related to the arguability of the Mood element, and is typically realized by the positive and negative forms of the Finite operators in English.

The Mood element “realizes the selection of mood in the clause; and it is also the domain of agreement between Subject and Finite” ((Halliday & Matthiessen 2014): 142). In the lexicogrammatical expression of MOOD, the imperative is used to demand goods-&-services (and realizes a command), while the indicative is typically used to exchange information. There are two types of indicative: declarative (which realizes a statement) and interrogative (which realizes a question). In English, the presence or absence of the Mood element realizes distinctions between unmarked imperative and indicative clauses, while differences in the ordering of the elements (as well as the present or absence of a WH- element) realize the distinction between declarative and interrogative clauses. The rest of the clause is referred to as the Residue, and may contain other elements relevant to the system of MOOD – Predicator, Complement and Adjunct – although these are not part of the Mood element itself. Certain other interpersonally salient elements, i.e. Vocatives, are outside of the Mood + Residue structure altogether.

In other languages, however, the distinctions realized in English by means of variations in the order of elements within the Mood element may be realized differently – for example, by means of particles or in the verbal morphology of the Predicator ((Halliday & Matthiessen 2014): 142 and 170; (Teruya et al. 2007)). Halliday and Matthiessen (Halliday & Matthiessen 2014) explain that, while it is true that “[c]ertain other languages operate with a similar Mood element consisting of Subject + Finite [in which] the relative sequence of Subject and Finite serves to realize the selection of mood in the clause”, this is not the case with all languages, which may use Negotiator particles or tone to accomplish the same things (see the discussion of individual languages in (Caffarel et al. 2004) as well as (Teruya et al. 2007)). For example, in Caffarel’s (Caffarel 2006) systemic functional description of French, the most salient part of the clause is called the Negotiator, and consists of three elements (Subject, Finite and Predicator), all of which have equal weight in negotiating interpersonal meanings in the clause, whereas the Remainder includes Complements and Adjuncts, and other elements are outside of this Negotiator + Remainder structure. Minh Duc Thai’s (Thai 2004) description of Vietnamese instead places the interpersonal burden of the clause on a clause element referred to as the Negotiatory element, which consists of the Predicator and Negotiator, which is realized by an interpersonal particle. In their Introduction, Caffarel et al. (Caffarel et al. 2004) summarize Halliday’s description of the English MOOD system, noting that the patterns described “are specific to the systemic functional description of English”. It will be shown below that, while there are similarities in the MOOD systems of Biblical Hebrew and English, there are also very important differences in the way the system is realized.

As mentioned above, the English Residue consists of three elements: Predicator, Complement and circumstantial Adjunct. The Predicator comprises the clause’s verbal group minus the Finite operator, and has four main functions: (1) to specify time reference relative to primary tense (secondary tense), (2) to specify other aspects or phases (seeming, trying, etc.), (3) to specify voice, and (4) to specify the process. The Complement is typically a nominal group that is said to have “the potential for being given the interpersonally elevated status of modal responsibility”, i.e. to be Subject although it is not ((Halliday & Matthiessen 2014): 153). Differently from the Complement, circumstantial Adjuncts do not have the potential to be the Subject of the clause, because they represent peripheral circumstances in the transitivity structure of the clause.

In addition to the circumstantial Adjunct, there are two types of modal Adjunct associated with the interpersonal metafunction: mood Adjuncts and comment Adjuncts. Mood Adjuncts are located within the Mood element, are closely linked to the Finite, and are associated with modality, temporality and intensity. On the other hand, comment Adjuncts are located outside of the Mood + Residue structure, and as their name suggests, function as “comments on it (propositional) or on the act of exchanging it (speech-functional) ((Halliday & Matthiessen 2014): 184).

The core systems of modal assessment in English are MODALITY and POLARITY, both of which are highly grammaticalized. The MODALITY system construes a range of possibilities between the positive and negative poles of the POLARITY system. The range of possibilities is different for propositions and proposals. Propositions assert and deny information and are related to degrees of probability and degrees of usuality, which are referred to as modalization. Modalization can be expressed by means of Finite modal operators, modal Adjuncts or both. Proposals, on the other hand, are related to the concept of modulation, and refer to the interpersonal acts of prescribing and proscribing. Modulation includes degrees of obligation for commands and degrees of inclination in offers, and can be expressed by Finite modal operators or by “an expansion of the Predicator through verbal group complexing” ((Halliday & Matthiessen 2014): 178).

Biblical Hebrew Mood

This section develops an account of the MOOD system in the Biblical Hebrew clause. It begins by reviewing two recent attempts at applying SFG to the biblical text, and rejecting them as inadequate. This is followed by a discussion of how the basic speech functions are realized in an example of dialogic interaction. The Biblical Hebrew MOOD system is then presented and analyzed, including the individual elements involved in the Mood structure and those systems involved in modal assessment.

Mood in Bandstra (Bandstra 2008) and Tatu (Tatu 2008)

Bandstra (Bandstra 2008) is a handbook for intermediate and advanced students of BH, which provides a detailed systemic functional analysis of the text of Genesis chapters one through eleven, as well as a basic introduction to SFG focused on the three metafunctions in the BH clause. Bandstra generally adheres rather closely to Halliday’s account of English Mood, focusing on the importance of the Subject and Finite in the realization of mood structure, and he does not explicitly explain how this differs from English Mood except to note that the Subject is an optional element in the clause. Furthermore, Bandstra (Bandstra 2008) discusses tests for the determination of the Subject which are based on his English translation of the BH clause used as an example, and which do not work with the original Hebrew text. These tests appear to be derived from the treatment of the English Subject in Halliday’s work ((Halliday & Matthiessen 2014): 145-148). The term ‘Finite’ in Bandstra’s account seems to refer to a fused Finite/Predicator element, as his exposition does not include the notion of Predicator, and the Process in his Transitivity analysis is associated with the Finite. No realization statements are provided beyond the comments that “a directive clause typically places the Finite first in its clause and has no explicit Subject,” and “an interrogative places the question word first in its clause” (ibid. 7).

Tatu (Tatu 2008) utilizes SFG in the analysis of verbal sequences of BH poetry. While the bulk of the text is concerned with the problem, methods and analysis, the author does provide an attempt at outlining the lexicogrammar of BH prose texts. Tatu begins his description of BH Mood with an exposition of the basic speech functions, their realizations in different Mood types and the typical order of constituents in the realization of each Mood type in the mood structure. Table 2 below reproduces the system found in Tatu (Tatu 2008).
Table 2

Constituent order according to mood type ((Tatu 2008): 182-283)

Mood type

Order of constituents

Declarative: finite

Finite/Predicator^Subject

Declarative: non-finite: infinitive absolute/construct

Finite/Predicator^Subject

Declarative: non-finite: participle

Subject^Finite/Predicator

Declarative: verbless: identification

Subject^Complement

Declarative: verbless: classification

Complement^Subject

Declarative: verbless: existence

Predicator^Subject

Declarative: exclamative

WH- element^Subject

Interrogative: finite: polar

Interrogative element^Finite/Predicator

Interrogative: non-finite: infinitive abs./cons.: polar

Interrogative element^Finite/Predicator

Interrogative: non-finite: participle: polar

Interrogative element^Subject

Interrogative: verbless: identification: polar

Interrogative element^Subject

Interrogative: verbless classification: polar

Interrogative element^Complement

Interrogative: verbless: existence: polar

Interrogative element^Subject

Interrogative: WH-

WH- element^Subject

Volitive

Predicator^Subject

While the less delicate distinctions in Tatu’s system of Mood type are non-controversial and correspond to the general distinctions recognized in the typological literature, the more delicate distinctions appear to confound Mood type with its realizations and with Process type. Furthermore, although constituent order is a vital aspect of the realization of Mood type in English, the order of constituents is not relevant to the selection of Mood in BH, although a possible exception is discussed below in section Mood type.

Like Bandstra, Tatu analyzes the Mood structure of the BH clause into a Mood element consisting of Subject and Finite, and a Residue element; however, in Tatu’s account the Residue consists of Predicator, Complement and Adjunct, which even more closely adheres to Halliday’s description of English. The Finite and Predicator are described as a fused element, taking part in both the Mood and the Residue. Tatu also uses a similar English example of the mood tag structure to illustrate the notion of Subject in BH. The Mood element may also contain mood Adjuncts, which are described as adverbial groups expressing temporality, modality and intensity. Some aspects of modality and the verb are discussed, with the author noting a scholarly consensus that BH does not possess auxiliary verbs (cf. (Chrzanowski 2013)). One section each is dedicated to Mood in declarative, interrogative, volitive and in minor and elliptical clauses, ending with a brief discussion of extensions of Mood analysis. Much of the treatment in these sections deals with the order of constituents summarized in Table 2: the author includes examples of each Mood type and comments briefly on its structure.

Overall, Tatu (Tatu 2008) represents a valuable attempt to apply a systemic functional perspective to the description of the BH clause, and although it is somewhat limited in scope, it represents one of the only attempts at a description of the language’s lexicogrammar. If indeed the description is somewhat tentative, this fact has been acknowledge by the author himself, and ought to be attributed to the fact that a systemic functional description of BH was not the main focus of the author’s research. In summary, Bandstra (Bandstra 2008) provides a very detailed analysis of the text selected in his volume, but only a very general introduction to the theory behind the analysis, which befits its role as a students’ guide to the text, whereas Tatu (Tatu 2008) provides a more substantial attempt at making explicit the lexicogrammar that lies behind his analysis. Although both of these texts will prove useful for anyone interested in the systemic functional description of Biblical Hebrew, the flaws described above demonstrate the need for an alternative account which more accurately describes the interpersonal resources available in Biblical Hebrew. An outline of such an account will be sketched in the following sections.

Interpersonal meanings in Biblical Hebrew

This section presents an account of the main features of the interpersonal grammar of the Biblical Hebrew clause. First, a dialogue will be presented and discussed, in order to outline the relationship between the basic speech functions on the semantic stratum and their realization in the lexicogrammatical resources at clause rank. Perhaps the motivation for certain aspects of the analysis will not be immediately clear; however, the details are explained more fully in the sections which follow. After this, a preliminary account of the system of MOOD TYPE and the elements involved in the Mood structure of the Hebrew clause will be outlined. Finally, the systems involved in modal assessment (POLARITY and MODALITY) will be described.

Enacting social relationships

As mentioned above, the interpersonal metafunction focuses on language as an element of dialogic exchange, and it is assumed that all languages possess resources for the exchange of meanings, either by means of propositions (exchange of information) or proposals (exchange of goods-&-services). SFG proposes a relationship between the modes of meaning of the three metafunctions and their respective modes of expression. As regards the interpersonal metafunction, its mode of meaning is enactment, and its mode of expression is prosody, i.e. the organization of grammatical structure “characterized as running across more than one constituent” ((Matthiessen 2007): 778: Matthiessen et al. 1987: 33). The various systems that make up the system network of MOOD in BH serve to enact tenor relations between interactants in dialogue in the Hebrew text. The following edited dialogue3 will serve as a point of departure for the discussion of the basic speech functions and their realization in the Mood structure of the Hebrew clause. The dialogue begins when Saul and a servant are sent to look for his father’s lost asses.

Saul to the servant:

[1] 1 Samuel 9.5

l e ḵâ

w e -

nāšûḇā

go-2MS-IMPV

and

return-1CS-COH

Finite/Predicator

conjunctive Adjunct

Finite/Predicator

Mood Base

(Let us turn back, […])

The servant:

[2] 1 Samuel 9.6

hinneh-nāʾ

ʾîš ʾ ę lohîm

bāʿîr hazoʾṯ

behold-please

man of God

(is)

in that city

Negotiator

Subject

Finite/Predicator

circumstantial Adjunct

Mood Base

Residue

(There is a man of God in that city,)

[3] 1 Samuel 9.6

w e -

hāʾîš

niḵbāḏ

and

the man

be esteemed-MS-PART

conjunctive Adjunct

Subject

Finite/Predicator

Mood Base

(and the man is highly esteemed;)

[4] 1 Samuel 9.6

kol ʾ a šęr y e ḏaber

bôʾ

yāḇôʾ

all that he says

come-INF.ABS

come-3MS-IMPF

Subject

Finite/Predicator

Mood Base

(everything that he says comes true.)

[5] 1 Samuel 9.6

ʿattâ

nel a ḵâ

šām

now

go-1CP-COH

there

Negotiator

Finite/Predicator

circumstantial Adjunct

Mood Base

Residue

(Let us go there;)

[6] 1 Samuel 9.6

ʾûlay

yagîḏ

lānû

ʾęṯ darkenû

perhaps

tell-3MS-IMPF

to us

our way

mood Adjunct

Finite/Predicator

Complement

Complement

Mood Base

Residue

 

(perhaps he will tell us about our errand […])

Saul:

[7a] 1 Samuel 9.7

w e -

hinneh

neleḵ

and

if

go-1CP-IMPF

conjunctive Adjunct

conjunctive Adjunct

Finite/Predicator

Mood Base

(But if we go,)

[7b] 1 Samuel 9.7

u-

mah

nāḇîʾ

lāʾîš

and

what

bring-1CP-IMPF

to the man

conjunctive Adjunct

Complement (Negotiator)

Finite/Predicator

Complement

Residue

Mood Base

Residue

(what can we bring the man?)

[8] 1 Samuel 9.7

māh

ʾittānû

what

(is)

with us

Subject

Finite/Predicator

Complement

Mood Base

Residue

(What have we got?)

The servant:

[9] 1 Samuel 9.8

hinneh

nimṣāʾ

e yāḏî

ręḇaʿ šęqęl kāsęp̄

behold

be found-

in my hand

quarter shekel silver

Negotiator

Finite/Predicator

circumstantial Adjunct

Subject

Mood Base

Residue

Mood Base

(I happen to have a quarter-shekel of silver.)

[10] 1 Samuel 9.8

w e nāṯatti

l e ʾîš hāʾ ę lohîm

give-1CS-WQTL

to the man of God

Finite/Predicator

Complement

Mood Base

Residue

(I can give that to the man of God)

[11] 1 Samuel 9.8

w e higîḏ

lānû

ʾęṯ darkenû

tell-3MS-WQTL

to us

our way

Finite/Predicator

Complement

Complement

Mood Base

Residue

(and he will tell us about our errand.)

Saul:

[12] 1 Samuel 9.10

ṭôḇ

d e ḇār e ḵā

good

(is)

your word

Complement

Finite/Predicator

Subject

Residue

Mood Base

(A good idea;)

[13] 1 Samuel 9.10

leḵ-

neleḵâ

go-2MS-IMPV

EMPH

go-1CP-COH

Finite/Predicator

Negotiator

Finite/Predicator

Mood Base

(let us go.)

When they arrive at the city, the two meet some young women, whom they ask:

[14] 1 Samuel 9.11

h a -

yeš

bāzę̄

hāroʾę̄

INTER

EXST

in this

the seer

Negotiator

Finite/Predicator

circumstantial Adjunct

Subject

Mood Base

Residue

Mood Base

(Is the seer in this town?)

The young women answer:

[15] 1 Samuel 9.12

yeš

hinneh

lep̄ānęyḵā

EXST

behold

before you

Finite/Predicator

Negotiator

circumstantial Adjunct

Mood Base

Residue

(There is.)

(Ahead of you.)

If the interpersonal metafunction is described as a “mode of action” in that “the grammar enacts interpersonal relationships,” it is because “dialogue is a process of exchanging meaning, in which the speaker is enacting […] a particular interpersonal relationship, including his own role and the role he is assigning to the listener” ((Halliday & Matthiessen 1999): 523-524). The interactants in any particular dialogue all contribute to its creation, “tak[ing] turns at this interactive process, each time adopting a speech role and assigning a complementary one to the other” ((Halliday & Matthiessen 2014): 15).

In the conversation above, each speaker’s turn represents an attempt to achieve something in the course of the conversation. In [1] Saul initiates the exchange by using a volitive clause in order to suggest that they return home, thus demanding goods-&-services from the servant. Instead of the expected acceptance of Saul’s proposal, in [2] through [4] the servant replies by giving information, which leads to an alternative proposal in [5] and a modally assessed clause [6] indicating a possible result. Saul then objects to this proposal by means of questions in [7a and b] and [8], and the servant gives information in reply in [9] and then, in answer to the implied objection in Saul’s questions, makes an offer to give goods-&-services in [10], which will perhaps help them in the errand they have been sent on [11]. Saul then agrees in the first clause of [12] and issues another command in the second half. Of particular interest here is the absence of a pronomial Subject element for the speech roles of the two interlocutors, and the central role played by the various forms of the verbs for go and return as the negotiation unfolds, facts which are discussed in more detail below. From the interpersonal perspective, each move (realized by a single, free clause in the dialogue) represents an attempt to do or achieve something, with the interactants recognizing one another and the communicative acts that each of them have performed, and responding to them accordingly.

The interaction in this dialogue may be characterized as an exchange of either information or of goods-&-services, and the nature of this exchange is such that these commodities are either given or demanded by the interlocutors in each move of the interaction. The first move, in example [1], is a command form which indicates a demand for goods-&-services. This command is congruently realized by means of a volitive form. Examples [2] and [3], on the other hand, give information, and are congruently realized by declarative clauses, whereas the questions (demanding information) in examples [7], [8] and [14] are also congruently realized by means of interrogative clauses. Like many other languages, Biblical Hebrew did not develop a distinct, grammatical category for the realization of the semantic category of offers (giving goods-&-services), and in example [10] the offer is realized by means of a declarative clause ((Halliday & Matthiessen 2014): 139 and 195; Teruya et al. 2007: 868). The realization of the SPEECH FUNCTION systemic choices in the lexicogrammatical system of MOOD are summarized in Table 3 below. These are not intended as exhaustive of all the realizational possibilities available for each of these choices, but rather as typical, congruent realizations, using examples from the dialogue above.
Table 3

Realization of SPEECH FUNCTION as MOOD

 

Propositions (information)

indicative

Proposals (goods-&-services)

indicative and volitive

Giving

statement

indicative: declarative

offer

indicative: declarative

[6] ʾûlay yagîḏ lānû ʾęṯ-darkenû

[10] w e nāṯatti l e ʾîš hāʾ ę lohîm

perhaps he will tell us about the errand

I can give that to the man of God

[3] w e hāʾîš niḵbāḏ

and the man is highly esteemed

Demanding

question

indicative: interrogative: polar

command

volitive: imperative + cohortative

[14] h a yeš bāzę̄ hāroʾę̄

[13] leḵâ neleḵâ

Is the seer in town?

Let us go

question

indicative: interrogative: elemental

command

volitive: cohortative

[7] w e hinneh neleḵ umah-nnāḇîʾ lāʾîš

[5] ʿattâ nel a ḵâ ššām

But if we go, what can we bring the man?

Let us go there.

Mood type

As in any other language, the MOOD system in Biblical Hebrew realizes at clause rank the systemic choices available in the semantic system of SPEECH FUNCTION. In the realization of different mood types, the main interpersonal zone of the clause is associated with the Finite/Predicator and the Negotiator, either separately or acting in combination, a claim which will be discussed in more detail in the following section. The purpose of the present section is to provide an account of the realization of Mood in the Biblical Hebrew clause, to supplement the general ideas presented in the previous section.

In BH, the entry point to the system of MOOD TYPE is a free clause, and the principle contrast in the mood system is the distinction between indicative and volitive. The realization of this distinction is characterized by distinct verbal inflections for volitives and declaratives. The choice of volitive mood type leads to a further choice of volitive: imperative/cohortative/jussive. The imperative is associated with the second person, cohortative with the first person and jussive with the third (sometimes second) person ((van der Merwe et al. 1999): 150-152). The indicative option involves a further choice between declarative clauses and interrogative ones, and the interrogative option distinguishes between polar interrogatives and elemental interrogatives. Generally, the contrast between declarative and interrogative is realized by the presence in interrogative clauses either of the interrogative Negotiator h a - (polar) or of an interrogative pro-form which substitutes for a Subject, Complement or circumstantial Adjunct, depending the information being queried in an elemental interrogative. There is a general consensus that the typical constituent order of BH is VSO (Moshavi 2010), and Matthiessen (Matthiessen 2004) notes that in general “the verbal element […] of the clause is likely to be the locus of interpersonal realizations […] and/or to be associated with interpersonal adverbs or particles that serve as the locus of such realizations”. Indeed, it is the verbal element Finite/Predicator which realizes the distinction between indicative and volitive in BH; furthermore, both types of interrogatives are characterized by the presence of the above-mentioned interrogative elements in clause-initial position, which is clearly associated with prototypical verbal position in the constituent order of the clause, making the clause-initial position the most salient position in the juncture prosody of Biblical Hebrew. In summary, the prosodic patterns which relate to the least delicate distinctions in the BH mood system are realized by means of segments strongly associated with clause-initial position.

As mentioned above, the prototypical realization of mood types in Biblical Hebrew consists of either verbal inflection of the Finite/Predicator or the presence of Negotiators or similar elements. The following examples illustrate the distinction between volitive and indicative.

[16] Genesis 6.14

volitive: imperative

ʿ a śeh

l e ḵā

teḇaṯ ʿ a ṣey ḡop̄ęr

Make-2MS-IMPV

for you

ark of gopher wood

Finite/Predicator

circumstantial Adjunct

Complement

Mood base

Residue

(Make yourself an ark of gopher wood)

[17] Joshua 11.18

indicative: declarative

yāmîm rabîm

ʿāśāh

y e hôšuaʿ

ʾęṯ kŏl hamm e lāḵîm hāʾellę̄

milḥāmâ

Many days

make-3MS-PERF

Joshua

with all those kings

war

Circumstantial Adjunct

Finite/Predicator

Subject

circumstantial Adjunct

Complement

Residue

Mood Base

Residue

(Joshua waged war with all those kings over a long period.)

These examples show clearly the realization of the distinction between indicative and volitive, using the same verbal root ʿ.ś.h. (‘make, do’), and also showing clearly the typically Semitic non-concatenative morphology in which changes in the internal vowel pattern indicate systemic choices in MOOD. In [16], the verbal element is located in its typical, clause-initial position, whereas in [17] it is preceded by a circumstantial Adjunct in thematic position. The realization of Mood selection is located in the inflectional morphology of the verbs, with ʿ a śeh being a second-person masculine imperative, and ʿāśāh differentiating itself as third-person masculine perfect form by means of the infixed vowel pattern CāCāC. While these differences are marked on the Finite/Predicator element, they serve to realize selections on the clause level, distinguishing in this case between volitive and indicative clause types. Differences in Finite/Predicator morphology also distinguish between the different volitive types, as shown in the following examples with the verbal root h.l.k. (‘go, come, walk’).

[18] 1 Samuel 20.42

volitive: imperative

leḵ

l e šālôm

Go-2MS-IMPV

in peace

Finite/Predicator

circumstantial Adjunct

Mood Base

Residue

(Go in peace.)

[19] 2 Kings 6.2

volitive: cohortative

nel e ḵâ

-nāʾ

ʿaḏ hayyarden

Go-1CP-COH

please

until the Jordan

Finite/Predicator

Negotiator

circumstantial Adjunct

Mood Base

Residue

(Let us go to the Jordan)

Volitives may also be marked for POLITENESS by means of the Negotiator -nāʾ, which functions as a politeness marker, as in example [19] above and [20] below. Christiansen (Christiansen 2009) describes this Negotiator as a propositive particle when it accompanies a cohortative or jussive volitive, and as a politeness particle when it accompanies the imperative. In general terms, this Negotiator “has a softening effect on the speech segment conveyed to the addressee, suggesting that his response or compliance to the proposal is elective” (ibid. 392).

The masculine singular form of the imperative may also be marked by means of the morpheme -â. Any discussion of the meaning associated with this form of the imperative, traditionally called the ‘emphatic imperative’, is problematic. Gesenius et al. (2006): 132) state that, while “[t]he shade of meaning conveyed” by this form “is not always so perceptible”, it can be described as being “frequently emphatic”. Joüon and Muraoka (Joüon & Muraoka 1996) stress that this form “is emphatic in origin”, although it does not appear to express any special nuance in meaning when compared to the unmarked form. They claim, furthermore, that the usage is inconsistent and may perhaps be due to “the interests of euphony” rather than to any precise semantic distinction relative to the unmarked form (ibid.). Van der Merwe et al. (van der Merwe et al. 1999) also emphasize that the semantic value of this marker is not known. Fassberg (Fassberg 1999), however, concludes that the imperative with -â is used “when the action of the verb is directed toward the speaker”, or occurs “for the benefit of the speaker and his people”, in contrast to action directed elsewhere. The present study will use the provisional term EMPHASIS to refer to the proposed system realized by this morpheme, while recognizing the shortcomings of such a general and unhelpful label. An example of an imperative clause marked for EMPHASIS is seen in example [21].

[20] 1 Samuel 9.3

volitive: imperative – politeness: marked

qaḥ

nāʾ

ʾitt e ḵā

ʾęṯ ʾaḥaḏ mehann e ʿārîm

Take-2MS-IMPV

please

with you

one of the young men

Finite/Predicator

Negotiator

Circumstantial Adjunct

Complement

Mood Base

Residue

(Take along one of the servants)

[21] Nehemiah 13.29

volitive: imperative – emphasis: marked

zŏḵr

lāhęm

ʾ ę lohāy

Remember-2MS-IMPV

EMPH

to them

my God

Finite/Predicator

Negotiator

Complement

Vocative

Mood base

Residue

(Remember them, O my God […])

The system of indicative type allows for selection between declarative and interrogative clause types. Declarative clauses are unmarked with respect to indicative type, whereas interrogative clauses are typically marked in various ways depending on the type. Elemental interrogatives are characterized by the presence of an interrogative pro-form, which can be assigned the functional role of Subject, Complement or Adjunct, depending on the nature of what is being queried. In example [22], the interrogative pro-form functions as the Subject in the Mood structure, while in [23] it functions as Complement and in [24] as an Adjunct. These pro-forms may also be described as Negotiators, following Thai (Thai 2004).

[22] Genesis 3.11

indicative: interrogative: elemental

higîḏ

l e ḵā

Who

tell-3MS-PERF

to you

Subject (Negotiator)

Finite/Predicator

Complement

Mood base

Residue

(Who told you [that you were naked]?)

[23] Ecclesiastes 8.4

indicative: interrogative: elemental

ma

ṯaʿ a śęh

What

make-2MS-IMPF

Complement (Negotiator)

Finite/Predicator

Residue

Mood base

(What are you doing?)

[24] Exodus 5.15

indicative: interrogative: elemental

lāmmâ

ṯaʿ a śęh

ḵoh

laʿ a ḇāḏęyḵā

Why

make-2MS-IMPF

thus

to your servants

Circumstantial Adjunct (Negotiator)

Finite/Predicator

circumstantial Adjunct

Complement

Residue

Mood base

Residue

(Why have you dealt thus with your servants?)

In contrast, the mood type indicative: interrogative: polar is somewhat more complicated. Most grammars note that polar interrogatives may be either grammatically marked with the interrogative particle h a - or unmarked; in the latter case, it is presumed as likely (or sometimes merely asserted) that interrogative mood was marked by means of intonation, as in many other languages (Gesenius et al. 2006: 473; (Sperber 1943): 226; (van der Merwe et al. 1999): 322; (Waltke & O’Connor 1990): 316; Joüon and Muraoka, 1993: 609). Indeed, Lipiński (Lipiński 1997) notes that rising intonation is one way of forming a question in Semitic languages in general, including ancient languages such as Babylonian, where the rising tone was indicated in the cuneiform script. However, Ancient Hebrew persists today as a written language which is no longer spoken natively, and therefore no data concerning the use of intonation in the realization of mood can be collected. In fact, Meister (Meister 1996) analyzes examples of the unmarked interrogative and casts doubt on the validity of this category in the description of Biblical Hebrew because intonation data is lacking, the examples analyzed can almost all be explained as statements, and none of them receives the expected reply in return. However, his study is restricted to a limited corpus and needs to be extended in order to validate the findings. Furthermore, Joüon and Muraoka (1996: 609) claim that sometimes the interrogative “appears further indicated by word-order”. The examples cited, however, are unclear in that they are both relational: attributive (traditionally, classification) clauses with ellipsis of the Finite/Predicator and a constituent order of Complement ^ Subject, which is the usual constituent order of such a clause ((Waltke & O’Connor 1990): 132). Therefore, it is difficult to understand how the order of constituents could be indicative of interrogative status. These issues are unresolved at present and require further investigation. If, however, the structures described in the previous paragraph are all taken into consideration, then the Biblical Hebrew polar interrogative would display the systemic features shown in Table 4 below.
Table 4

Proposed systemic features in BH polar interrogative

Systemic features

Realization

Grammatical prosody: juncture

interrogative Negotiator h a -

Grammatical prosody: internal

word-order

No grammatical prosody

intonation

The following example displays the typical realization of the polar interrogative by means of the interrogative Negotiator. Given the likely (but not completely clear) use of intonation to mark interrogatives in Biblical Hebrew, the interrogative Negotiator is located outside of the Mood Base and the Residue following Bardi’s (Bardi 2008) argument regarding the cognate Negotiator in Arabic: since a polar interrogative may be realized without this particle, it is not part of the Mood Base. However, since this Negotiator “realizes the selection of Mood in the clause”, there might be an argument for including it in the Mood Base ((Halliday & Matthiessen 2014): 142). The structure of the Mood Base will be described in more detail in the following section.

[25] 1 Samuel 14.37

indicative: interrogative: polar

ha-

ʾereḏ

ʾaḥ a rê p̄ e lištîm

INTER

go down-1CS-IMPF

after Philistines

Negotiator

Finite/Predicator

circumstantial Adjunct

Mood Base

Residue

(Shall I go down after the Philistines?)

Biblical Hebrew also uses this Negotiator together with the conjunctive Adjunct ʾim to realize an alternative question, as in [26] below.

[26] 1 Kings 22.15

indicative: interrogative: polar

h a -

neleḵ

ʾęl rāmoṯ gilʿāḏ

lammilḥāmâ

ʾim

nęḥdāl

INTER

go-1CP-IMPF

to Ramoth-Gilead

to war

or

refrain-1CP-IMPF

Negotiator

Finite/Predicator

circumstantial Adjunct

circumstantial Adjunct

conjunctive Adjunct

Finite/Predicator

Mood Base

Residue

Mood Base

(Shall we march upon Ramoth-gilead for battle, or shall we refrain?)

This section has presented the main types of selection available in the BH system of MOOD TYPE, providing examples of how these options are realized in the mood structure of the clause. The analyses above have shown that the realization of interpersonal meanings in the clause is mostly concentrated around the Negotiator and Finite/Predicator elements, in that these elements are the most important for the selection of mood in the clause. In elemental interrogatives, the various interrogative pro-forms are also central, and may be analyzed as Negotiators or according to the underlying functional roles of the elements which are being queried. The next section will show that the Finite/Predicator is the central element in the mood structure, the element which “carries the burden of the clause as an interactive event” ((Halliday & Matthiessen 2014): 150), although the various Negotiators serve to realize certain more delicate distinctions in mood. Based on these analyses, a provisional system network can be formulated, as shown in Fig. 1 below.
Fig. 1

Mood type in biblical hebrew

Encoding interpersonal meanings

This section will describe the elements which make up the mood structure of the BH clause, and how these individual elements serve to encode interpersonal meanings in the realization of the choices available in the Mood system as described in the previous section. Where the previous section was focused on establishing the systemic choices available in the Mood type system, the present section aims to provide more detail regarding the structural elements by means of which the system is realized. First, a general description of the Mood structure will be outlined, followed by a discussion of the elements of which this structure is constituted.

Mood structure

In order to look more closely at the mood structure of the clause, the following fragment of dialogue will serve as an entry point.

Abraham said:

[27] Genesis 18.24

ʾûlay

yeš

a miššîm ṣaddîqim

b e ṯôḵ hāʿîr

Perhaps

EXST

fifty innocent

within the city

Mood Adjunct

Finite/Predicator

Subject

circumstantial Adjunct

Mood Base

Residue

(Perhaps there are fifty innocent within the city;)

[28] Genesis 18.24

ha-

ʾap̄

tispę̄

w e -

loʾ

ṯiśśāʾ

lammāqôm

INTER

then

sweep away-3MS-IMPF

and

NEG

forgive-3MS-IMPF

the place

Negotiator

conjunctive Adjunct

Finite/Predicator

conjunctive Adjunct

mood Adjunct

Finite/Predicator

Complement

Mood-

Base

Residue

(will You then wipe out the place and not forgive it [for the sake of the innocent fifty within it?])

And God said:

[29] Genesis 18.26

ʾim

ʾęmṣāʾ

ḇis e ḏom

a miššîm ṣaddîqim

b e ṯôḵ hāʿîr

If

find-1CS-IMPF

in Sodom

fifty innocent

within the city

Conjunctive Adjunct

Finite/Predicator

circumstantial Adjunct

Complement

circumstantial Adjunct

Mood Base

Residue

(If I find within the city of Sodom fifty innocent ones,)

[30] Genesis 18.26

w e nāśāʾṯî

l e ḵŏl hammāqôm

baʿ a ḇûrām

Forgive-1CS-WQTL

to all the place

for sake-them

Finite/Predicator

Complement

circumstantial Adjunct

Mood Base

Residue

(I will forgive the whole place for their sake.)

Abraham said:

[31] Genesis 18.28

ʾûlay

yaḥs e rûn

a miššîm haṣṣaddîqim

a miššâ

Perhaps

lack-3MP-IMPF

the fifty innocent

five

Mood Adjunct

Finite/Predicator

Subject

Complement

Mood Base

Residue

(Perhaps the fifty innocent shall lack five?)

[32] Genesis 18.28

h a -

ṯašḥîṯ

baḥ a miššâ

ʾęṯ kŏl hāʿîr

INTER

destroy-2MS-IMPF

on the five

all the city

Negotiator

Finite/Predicator

circumstantial Adjunct

Complement

Mood Base

Residue

(Will you destroy the whole city for want of the five?)

And God said:

[33] Genesis 18.28

loʾ

ʾašḥîṯ

ʾim

ʾęmṣāʾ

šām

ʾarbāʿîm waḥ a miššâ

NEG

destroy-1CS-IMPF

if

find-1CS-IMPF

there

forty-five

Mood Adjunct

Finite/Predicator

conjunctive Adjunct

Finite/Predicator

circumstantial Adjunct

Complement

Mood Base

Mood Base

Residue

(I will not destroy if I find forty-five there.)

The above text is perhaps one of the most famous examples of negotiation in the Biblical text: Abraham’s attempt to bargain with God over the fate of the people of Sodom. Abraham first presents a modally-assessed statement introduced by the modal Adjunct ʾûlay as a possible reality and then introduces a question with the interrogative Negotiator particle h a -. God answers each question with a conditional introduced by the conjunctive Adjunct ʾim, and a statement of what He will do if the condition is met.

In this interaction, the elements in bold deserve special attention as they represent the component of the clause which carries the argument forward, or “carries the burden of the clause as an interactive event” ((Halliday & Matthiessen 2014): 150). In somewhat simplified terms, this element includes a Predicator (which realizes the Process, or lexical content of the verbal group) and a Finite element (which realizes tense/aspect, person, gender and number). Furthermore, the Predicator is also marked for voice and type of action by means of the stem conjugation system traditionally referred to as binyanim. In the interaction presented above, it should be noted that the elements in bold are not associated with an explicit Subject. This is because BH encodes information about the Subject in the morphology of the Finite/Predicator element, thus representing an example of “the Mediterranean model of registering the Subject on the finite verb but not requiring its structural presence (as in Spanish, Portuguese, Italian, Greek and Arabic)” (Teruya et al. 2007: 912).

In example [32] above, the Hebrew consonantal root š.ḥ.t. in the hif’il stem conjugation realizes a material process with the English translation ‘destroy’, as encoded in the morpheme -šḥîṯ. The prefix ṯa -, on the other hand, encodes indicative mood as well as a future/imperfect form of tense/aspect. Furthermore, this same prefix also encodes the Subject as second-person, and the lack of a feminine or plural suffix indicates that the Subject is masculine singular. In comparison, the response in example [33] picks up the same Predicator morpheme -šḥîṯ, but introduces changes in the Finite element, represented by the prefix ʾa-. In this case, the prefix specifies the same future/imperfect form of tense/aspect, but encodes the Subject as first-person common gender singular.

This element which carries the argument forward will be called the Mood Base in this study, following the usage in Bardi's (Bardi 2008) description of Arabic, since the mood structures of these two Semitic languages display marked similarities. The central element of the Mood Base is the Finite/Predicator, while the Subject plays a secondary role inasmuch as its explicit presence is not obligatory in the clause. The Mood Base may also contain mood Adjuncts and Negotiator particles. Outside of the Mood Base, the Residue of the clause contains any Complements and circumstantial Adjuncts; furthermore, some elements relevant to interpersonal interaction lie outside of the Mood Base and Residue, including Vocatives, Expletives, comment Adjuncts and certain Negotiators.

The main interpersonal zone of the clause is found in the Mood Base, and in particular in the Finite/Predicator. Although the Mood Base also contains the Subject and mood Adjuncts, the main features active in the realization of interpersonal meanings are the Finite/Predicator and the Negotiator. Although the interrogative Negotiator might be included in the Mood Base, it will be regarded as outside the Mood Base for the reasons outlined in the discussion of polar interrogatives in section Mood type above. This element of the mood structure is different from the Mood element found in descriptions of English in that it also includes the Predicator, the Subject is not an essential element, and the relative ordering of Subject and Finite is not relevant to the realization of the MOOD system. Teruya et al. (2007): 912-913 ) propose a cline at the poles of which are found Mood-based and Predicator-based languages, as shown in Table 5.
Table 5

Classification of mood structures

MOOD-BASED

Mood – Subject + Finite

Mood – Subject ^ Finite

Subject ^ Finite ^ Predicator

Finite ^ Predicator

Predicator + Negotiator

PREDICATOR-BASED

According to the analysis presented here, Biblical Hebrew would fall closer to the Predicator-based pole, somewhere between the Finite ^ Predicator languages such as Spanish and the Predicator + Negotiator languages such as Chinese and Japanese. While the Finite/Predicator is the central element found in the Mood Base, it may also contain an explicit Subject, Negotiator(s), and mood Adjunct(s), each of which is discussed in turn below.

Finite/Predicator

Looked at from above, the Finite/Predicator is that part of the Mood structure which specifies the process involved in the clause. The Finite/Predicator element is realized by a verbal group, which is marked for person, gender, number and tense/aspect. The exact nature of the tense/aspect feature is one of the most contentious issues in BH linguistics, with some scholars arguing for a tense-based verbal system and others for an aspect-based one, or some combination thereof; the terms of this system are often labeled in various ways, depending on the theoretical positions of the individual researcher (Waltke and O’Connor, 1990: 455-478). For the sake of convenience, the present work labels the two main forms perfect and imperfect, while the waw-prefixed forms are labeled with their formal descriptive labels weqatal and wayyiqtol. There is a further system of verbal forms, traditionally referred to as binyanim, which are generally considered realizations of voice and type of action, although there is disagreement in the literature as to the nature of the meanings associated with each binyan as well (ibid. 343-361). While the disagreements and controversies related to the BH verbal system have been duly noted, any attempt at their resolution or the development of an original account, or even a description of their basic functions, are beyond the scope of the present study. It should be noted, however, that the perfect, imperfect, weqatal and wayyiqtol are typically associated with the selection of indicative mood type (although the imperfect is also the normal form for imperatives which select for negative POLARITY); however, the imperfect and weqatal commonly realize various modal meanings as well (Gianto 1998).

The Finite/Predicator may be realized by verbal group consisting of a single verb, or by a verbal group consisting of more than one verb. In the BH clause, the Finite and Predicator elements are normally fused and do not function separately in the clause, unlike in English; however, in certain cases they may be realized separately. Realized as separate elements, the Finite includes marking for person, gender, number and tense/aspect, while the Predicator is typically realized by means of one of the infinitive forms. This structure is described as “auxiliary + infinitive” (Chrzanowski 2013: 246 ). In some cases, however, BH uses a “two-finite-verb construction”, in which both the auxiliary and the lexical verb are fully inflected as if they were two separate clauses (ibid.).

[34] Genesis 1.1

b e reʾšîṯ

bārāʾ

ʾ ę lohîm

ʾeṯ hašāmayim w e ʾeṯ hāʾāręṣ

In beginning

create-3MS-PERF

God

the heavens and the earth

Circumstantial Adjunct

Finite/Predicator

Subject

Complement

Residue

Mood base

Residue

(In the beginning God created the heavens and the earth)

[35] 2 Samuel 14:10

w e -

loʾ

yosîp̄

ʿôḏ

lāḡaʿaṯ

bāḵ

And

NEG

add-3MS-IMPF

again

hurt-INF.CONS

in you

Conjunctive Adjunct

mood Adjunct

Finite

mood Adjunct

Predicator

 

Mood base

Residue

(and he will never hurt you again)

The first example above shows a simple realization of the Finite/Predicator, in which the element consists of a single verb. The second example, however, displays a more complex structure, in which two different verbs participate in the Finite/Predicator structure. In this case, the first verb realizes features associated with Finite in that it is inflected for person, gender, number and aspect/tense, whereas the second is an infinitive construct preceded by the preposition l-, and represents the main process associated with the Predicator function. In the first example, the single verb bārāʾ includes both the elements associated with Finite (person, gender, number and aspect/tense) as well as with process type. While the verb yosîp̄ in the second example does not indicate the process type, it does however specify the phase of the process specified by the non-finite verb, indicating “repetition as an addition to, or an extension of, an earlier event”, although the verb is often most accurately translated with the adverb “again”, and is often reinforced by means of the adverbial ʿôḏ (‘again’) (Chrzanowski 2013: 247). On Chrzanowski’s view, most BH auxiliary verbs are of this type; i.e. they specify the phase of the process indicated by the Predicator verb. However, the auxiliary + infinitive construction above is not the only structure available in Hebrew: a similar relationship may be expressed by means of a two-finite-verb construction, depending on the auxiliary in question as well as other factors (ibid., 246), as shown in the following example.

[36] Genesis 26.18

wayyāšāḇ

yiṣḥāq

wayyaḥpor

ʾęṯ b e ʾeroṯ hammayim

Do again-3MS-WYQTL

Isaac

dig-3MS-WYQTL

the wells of water

Finite

Subject

Finite/Predicator

Complement

Mood base

Residue

(Isaac dug anew the wells […])

The verb wayyāšāḇ above is a grammaticalized form of a lexical verb whose meaning is “return”, but in examples like this, the two finite verbs function as a single meaning unit, even though they superficially seem to be two separate coordinate clauses (ibid.).

In addition to the phasal meanings shown above, BH also possesses two auxiliary verbs with modal meanings: yāḵol – ‘can, to be able’ – and ʾāḇāh – ‘be willing, want’ (ibid., 245), which exhibit similar structural realizations, as shown in the following two examples.

[37] Genesis 44.26

loʾ

nûḵal

lāręḏęṯ

NEG

can-1CP-IMPF

descend-INF.CONS

Mood Adjunct

Finite

Predicator

Mood base

(We cannot go down […])

[38] Joshua 24.10

w e

loʾ

ʾāḇîṯî

lišmoaʿ

l e ḇilʿām

But

NEG

be willing-1CS-PERF

listen-INF.CONS

to Balaam

Conjunctive Adjunct

mood Adjunct

Finite

Predicator

Complement

Mood base

Residue

([…] but I refused to listen to Balaam)

The examples above illustrate why the present account follows Matthiessen's (Matthiessen 2004): 544-545) discussion of Arabic in describing a generally fused Finite and Predicator element, which may however in certain cases be separated. For example, the Predicator verb may be in ellipsis, when it is understood in the context, as in the following exchange.

[39] Genesis 29.7

hašqû

haṣṣoʾn

û-

l e ḵû

r e ʿû

water-2MP-IMPV

the flock

and

go-2MP-IMPV

pasture-2MP-IMPV

Finite/Predicator

Complement

conjunctive Adjunct

Finite/Predicator

Finite/Predicator

Mood base

Residue

Mood base

(water the flock and take them to pasture)

[40] Genesis 29.8

wayyoʾm e

loʾ

nûḵal

Say-3MP-WYQTL

NEG

can-1CP-IMPF

Finite/Predicator

mood Adjunct

Finite

Mood base

Mood base

1: Quoting

2: Quoted

(But they said, “We cannot”)

Although Bandstra analyzes the infinitive construct preceded by the preposition l e - as a prepositional phrase, apparently following the traditional designation of the infinitive forms as verbal nouns, the present study follows Chrzanowski (2013): 246), who analyses it as a verbal form in which l e - is a grammaticalized infinitive marker instead of a preposition introducing a prepositional phrase. Genesis 4.2 shall serve as an example.

[41] Genesis 4.2

wattosęp̄

lālęḏęṯ

ʾęṯ ʾāḥîw ʾęṯ hāḇęl

Add-3FS-WYQTL

give birth-INF.CONS

his brother Abel

Finite

Predicator

Complement

Mood base

Residue

(She then bore his brother Abel)

In this example, Bardi (2008): 229-230) analyses the infinitive construct as a prepositional phrase; furthermore, since Bandstra’s account of Mood does not include the concept of a Predicator, the verb lālęḏęṯ does not have have a functional role in the Mood structure, although the verb wattosęp̄ is labeled Finite, as in the analysis above. In addition, his analysis of the Transitivity structure assigns the Process function to wattosęp̄ but not to lālęḏęṯ, although he also analyses the latter as a preposition + process, and adds that the verbal group complex “is a way of combining two processes into one” (ibid. 230). The analysis given above, on the other hand, clearly distinguishes the primary Process (indicated by the Predicator) from the auxiliary verb functioning as Finite, which in this case indicates the reiteration of the Process.

A complex Finite/Predicator unit may also be realized by a verbal group complex with a finite verb either preceded or followed by an infinitive absolute of the same verbal root, as the bound clause in [42a] shows.

[42a] Genesis 2.17

b e yôm ʾ a ḵŏlḵā mimmęnnû

môṯ

tāmûṯ

For

in the day of your eating from it

die-INF.ABS

die-2MS-IMPF

Conjunctive Adjunct

circumstantial Adjunct

Finite/Predicator

Residue

Mood Base

(for as soon as you eat of it, you shall die)

The placement of the infinitive absolute before the finite verb (Finite/Predicator) typically expresses a high degree of certainty on the part of the speaker, thus grammaticalizing modalization in the verbal group (van der Merwe et al. 1999: 158; Waltke and O’Connor 1990: 584-488). Tatu (2008): 184) analyzes this clause differently, as shown below.

[42b] Genesis 2.17 – Tatu’s analysis

b e yôm ʾ a ḵŏlḵā

mimmęnnû

môṯ

tāmûṯ

For

in the day of your eating

from it

[you] will

die

Adj

Adjunct

Adjunct

Finite

Predicator

Residue

Mood

Residue

Tatu claims that the infinitive absolute (môṯ) here, which accompanies a finite form of the same root verb, plays the role of Finite; however, the elements associated with the Finite, i.e. person and tense, are morphologically part of the second-person masculine imperfect verb form tāmûṯ, and not the infinitive absolute form môṯ; therefore, it makes little sense to analyze the infinitive absolute as the Finite and the finite verb as the Predicator. This fact is obscured in Tatu’s gloss, where the English Finite operator will and the second person pronoun are associated with the infinitive absolute form instead of the word where those elements are realized morphologically. As far as this example is concerned, Bandstra, Barry (2008): 145) analysis of the infinitive absolute as a modal Adjunct expressing certainty seems much more apt, since this structure does indeed express certainty, although since it is a verbal form, it would seem more appropriate to locate this word within the verbal group complex.

It should also be noted that the Finite/Predicator in BH may also include a pronomial suffix that represents the Complement of the clause. In such cases both the Subject and the Complement are marked morphologically on the verb, and may be represented in the following manner: Finite/Predicator[S,C] (Matthiessen 2004: 544-545).

[43] Genesis 4.8

wayyahargehû

Finite/Predicator[S, C]

Mood base (+ Residue)

([…] he killed him.)

The single-word clause in [43] can be divided at morpheme rank into four parts: wa-yya-harge-hû. The central morpheme that indicates the process involved in the clause is harge (kill), while the prefix yya- is the third-person masculine singular imperfect marker and the suffix - marks a third-person masculine singular Complement. The initial morpheme, wa-, is a grammaticalised form of the conjunctive Adjunct w e -, which is part the indicative verb form referred to as the wayyiqtol. In most cases, the analyses in the present study do not indicate the presence of the Subject in subscript, because most forms of BH verbs include the Subject by default.

BH texts also present certain types of relational clauses in which there is no verbal element present. These are traditionally considered a separate type of clause, and Tatu (2008): 182-183) system of Mood type discussed above accepts this traditional division. Sinclair (1999), however, demonstrated that there is no need to hypothesize a distinct clause type for verbless clauses, because the various structures they exhibit are identical to verbal relational clauses in which the copula hāyāh is present. The present study follows Sinclair in assuming that such verbless clauses are not a distinct clause type, but manifest ellipsis of the copula under certain conditions. In the following example, the Finite/Predicator in ellipsis is represented by the symbol .

[44] 2 Kings 2.19

w e -

hammayim

rāʿîm

And

the water

(is)

bad

Conjunctive Adjunct

Subject

Finite/Predicator

Complement

Mood base

Residue

(… but the water is bad …)

Finally, it should also be noted that clauses in which the process type is existential may have either the positive or negative predicator of existence as the Finite/Predicator element, as in examples [45] and [46]. Both of these inflect for person, gender and number, as may be seen in example [47], where the negative predicator stands alone, and in [48] where the inflected positive predicator is used together with a participle. The negative existential predicator also functions to negate a participle, as shown in example [49]. In examples [48] and [49], the predicator of existence is analyzed as Finite and the lexical verb is analyzed as constituting the Finite/Predicator element, because both elements are inflected, the particle for person, gender and number, and the lexical verb for gender and number; therefore, the lexical verb also displays features associated with the Finite element. Differently from examples [45] through [47], however, where the existential predicator indicates an existential process type, in [48] and [49] the existential predicator serves as a positive or negative Finite element, which carries the inflection for person that is absent from the BH participle form. In this case, the Subject is indicated by means of the same pronomial suffixes which represent the Complement when they occur on other verbs.

[45] Ezra 10.2

w e -

ʿattâ

yeš

miqwę̄

l e yiśrāʾel

ʿal zoʾṯ

But

now

EXST

hope

for Israel

on this

Conjunctive Adjunct

Negotiator

Finite/Predicator

Subject

circumstantial Adjunct

circumstantial Adjunct

Mood base

Residue

(but there is still hope for Israel despite this)

[46] Numbers 5.13

w e -

ʿeḏ

ʾên

bāh

And

witness

EXST.NEG

in her

Conjunctive Adjunct

Subject

Finite/Predicator

Complement

Mood base

Residue

(and there is no witness against her)

[47] Genesis 5.24

w e -

ʾênęnnû

And

EXST.NEG-3MS

Conjunctive Adjunct

Finite/Predicator[S]

Mood base

(then he was no more)

[48] Genesis 43.4

ʾim

yeš e ḵā

m e šalleaḥ

ʾęṯ ʾāḥînû

ʾittānû

If

EXST-2MS

send-MS-PART

our brother

with us

Conjunctive Adjunct

Finite

Finite/Predicator

Complement

circumstantial Adjunct

Mood base

Residue

(If you will send our brother with us)

[49] Esther 3.8

w e -

ʾęṯ dāṯê hammęlęḵ

ʾênām

ʿośîm

And

the king’s laws

EXST.NEG-3MP

keep-3MP-PART

Conjunctive Adjunct

Complement

Finite

Finite/Predicator

Residue

Mood base

(and they do not obey the king’s laws)

Subject

The Subject is typically realized by a nominal group and provides “something by reference to which the proposition can be affirmed or denied,” that is, “the entity in respect of which the assertion is claimed to have validity” ((Halliday & Matthiessen 2014): 145-146). Unlike English, but like Arabic, Spanish and Italian, an explicit Subject is not necessary in BH because the Subject is encoded in the verbal morphology, as discussed in the previous section. Therefore, when compared to the English Subject, the Subject element in BH carries a relatively low functional load, given that it is not an obligatory element of the clause structure. For clauses with no explicit Subject, see examples [28] to [33] above. A nominal Subject may be present, however, where modal responsibility needs to be attributed to a particular entity in the exchange context, and where that entity has not already been established as understood in the context. An example of this type of structure is shown in example [50]. The explicit occurrence of a pronomial Subject often has an emphatic value ((Blau 1993): 89). This emphatic value is said to arise from the repetition of information: “[s]ince finite verbs have affixes which indicate the person, number and gender of the subject, one could also say that an explicit subject is a repetition or more precise specification of the ‘built-in’ subject” ((van der Merwe et al. 1999): 247). This phenomenon may be seen in example [51] below, where the translation indicates this emphatic pronoun by means of the English locution It was I who […]. Finally, explicit Subjects, whether nominal or pronomial, are required in those relational clauses in which the Finite/Predicator element is in ellipsis, as in example [52].

[50] Joshua 3.1

wayyaškam

y e hôšuaʿ

baboqęr

Get up early-3MS-WYQTL

Joshua

in the morning

Finite/Predicator

Subject

circumstantial Adjunct

Mood base

Residue

(Joshua got up early in the morning)

[51] 2 Samuel 12.7

ʾānoḵî

m e šaḥtîḵā

l e męlęḵ

ʿal yiśrāʾel

I

anoint-1MS-PERF + 3MS

to king

over Israel

Subject

Finite/Predicator[s, c]

circumstantial Adjunct

circumstantial Adjunct

Mood base (Residue)

Residue

(It was I who anointed you king over Israel)

[52] 2 Samuel 12.7

ʾattâ

hāʾîš

You

(are)

the man

Subject

Finite/Predicator

Complement

Mood base

Residue

(You are the man)

Negotiator

The term Negotiator may be a source of confusion, as it has been used in different ways in the systemic functional descriptive literature. In Caffarel’s (Caffarel 2006) grammar of French, the term refers to the element of mood structure consisting of the three functions Subject, Finite and Predicator, which is similar to the English Mood element described above in section Mood. The present study, however, follows Halliday and Matthiessen (Halliday & Matthiessen 2014), who use the term to refer to interpersonal mood particles which serve to realize distinctions in mood in languages other than English. Since this function is not relevant to the description of English, the authors do not discuss it in any detail, and in order to obtain a clearer understanding one must turn to descriptions of other languages and discussions of systemic functional typology more generally.

The Negotiator function is one of several ways in which interpersonal meanings may be realized. For example, distinctions in mood are realized by means of three main types of prosody: sequential, intonational and segmental ((Matthiessen 2004): 564). The Negotiator function represents a type of segmental realization of mood distinction, in that a segment is added to the clause in order either to realize a distinction in MOOD TYPE or to indicate other interpersonal features of the clause. Matthiessen (Matthiessen 2004) notes that, cross-linguistically, the Negotiator function is realized by mood particles, which are various particles “indicating mood and other interpersonal features”. Whereas Adjuncts are more varied in their realizational possibilities, in that they may be realized by adverbial groups/particles, prepositional phrases and nominal groups, Negotiators are limited to particles.

The Negotiator is an element which embodies the negotiatory value of the clause. In BH, the Negotiator tends to be realized either as a juncture prosody towards the beginning of the clause or after the Finite/Predicator element. Teruya (Teruya 2004) defines the Negotiator in the Japanese clause as that element which “adds the negotiatory or attitudinal value of clause such as question, insistence or assertion”. Thai’s (Thai 2004) account of Vietnamese describes the Negotiator as “realized by one of the interpersonal particles: polar interrogative particles, elemental interrogative items or imperative particles”, which includes not only particles as traditionally understood, but also interrogative pro-forms which might be analyzed as Subject, Complement or Adjunct according to their functions in the clause. For examples of interrogative pro-forms which may be interpreted as Negotiators, see examples [22] through [24] above. BH also utilizes certain attitudinal Negotiators as well. These include the politeness marker and the emphatic marker -â discussed above in examples [20] and [21].

Another example of a BH Negotiator is the particle hinneh, typically translated as ‘behold’, which Waltke and O’Connor (Waltke & O’Connor 1990) refer to as a “particle of interest”. This particle serves to draw the attention of the interlocutor either to some part of the clause or some aspect of the context. The focus of attention may be on some event which is “surprising or unexpected for the person addressed”, or else on the speaker, who presents him/herself “as available at the moment of speaking”, or “prepared for some event” ((van der Merwe et al. 1999): 330).

[53] Genesis 1.29

hinneh

nāṯattî

lāḵęm

ʾęṯ kŏl ʿeśęḇ zoreaʿ zęraʿ

Behold

give-1CS-PERF

to you

every plant bearing seed

Negotiator

Finite/Predicator

Complement

Complement

Mood Base

Residue

(See, I have given you every seed-bearing plant […])

The two Negotiators hinneh and nāʾ may combine to form a single Negotiator with a somewhat different distributional pattern when compared to nāʾ alone, as shown in example [2]. Whereas the Negotiator nāʾ occurs in volitive clauses after the Finite/Predicator element, the combined form hinneh-nāʾ occurs (like hinneh) in clause-initial position in indicative clauses. The single exception to this is found in Genesis 19.2, where hinneh-nāʾ appears in a volitive clause.

[2] Samuel 9.6

hinneh-nāʾ

ʾîš ʾ ę lohîm

bāʿîr hazoʾṯ

Behold-please

man of God

(be)

in this city

Negotiator

Subject

Finite/Predicator

circumstantial Adjunct

Mood Base

Residue

(There is a man of God in that town)

Although hinneh is traditionally translated as ‘behold’, or as ‘see’ in example [53], it does not have a simple translation into English, and the Negotiator in example [2] is not translated directly. The politeness Negotiator nāʾ is used here to soften the speech of a servant to his master, while the hinneh directs the listener’s attention to what follows, hence its position at the clause-initial juncture prosody. Di Giulio (di Giulio 2013) contrasts hinneh with ʿattâ.

[54] Exodus 10.17

w -

ʿattâ

śāʾ

nāʾ

ḥaṭṭāʾṯî

ʾaḵ

happaʿam

And

now

forgive-2MS-IMPV

please

my sin

just

this time

Conjunctive Adjunct

Negotiator

Finite/Predicator

Negotiator

Complement

mood Adjunct

circumstantial

Adjunct

Mood Base

Residue

(Forgive my offense just this once)

Di Giulio claims that hinneh signals the performance of a declarative speech act, while ʿattâ signals the performance of a directive speech act, which correspond respectively to declarative and volitive or interrogative mood in the system established above. In terms of interpersonal interaction, therefore, these two Negotiators can be interpreted as optional markers of mood type. This claim, however, can be disputed, since examples are found which do not seem to correspond to his division (cf. Genesis 12.19 and 2 Chronicles 18.22). The following example may be contrasted with the analysis of example [2] above.

[55] Genesis 4.11

w e -

ʿattâ

ʾārûr

ʾāttâ

min hāʾ a ḏāmâ

And

now

cursed

(be)

you

than the ground

Conjunctive Adjunct

Negotiator

Complement

Finite/Predicator

Subject

circumstantial Adjunct

Residue

Mood base

Residue

(and now, you shall be more cursed than the ground)

Both of these examples display ellipsis of the Finite/Predicator element, and therefore the mood of the clause cannot be understood from Finite/Predicator morphology. Example [2] demonstrates a clear declarative clause, in which the servant states a proposition which can be evaluated as true or false. In [55], however, the clause does not express a declarative, but instead commands a change which would “get the world to match the words” ((Searle 1976): 3).

The particle ʾānnâ or ʾānnāʾ (‘I/we beg you’) expresses an urgent request ((van der Merwe et al. 1999): 335). Example [56] exhibits both ʾānnâ and nāʾ, with ʾānnâ in its typical clause-initial position and nāʾ in its typical post-Finite/Predicator position.

[56] 2 Kings 20.3

ʾānnâ

yhwh

z e ḵār

nāʾ

ʾęṯ ʾ a šęr hiṯhallaḵttî l e p̄ānęyḵā bęʾ ę męṯ

I beg you

God

remember-2MS-IMPV

please

that walk-1CS-PERF before you in truth

Negotiator

Vocative

Finite/Predicator

Negotiator

Complement

Mood base

Residue

(Please, O Lord, remember how I have walked before you sincerely […])

Adjuncts

The interpersonal aspect of the clause is realized by two kinds of Adjuncts: circumstantial Adjuncts, which are located in the Residue; and modal Adjuncts, which are part of the Mood base. Modal Adjuncts are of two types: mood Adjuncts and comment Adjuncts. Adjuncts are realized by adverbial groups/particles, prepositional phrases and nominal groups.

Example [34] shows a circumstantial Adjunct of time in thematic position at the beginning of the clause, realized by a prepositional phrase. In example [57] there are two circumstantial Adjuncts of place, the first one realised by an adverbial group and the second by a prepositional phrase. In [58] the temporal circumstantial Adjunct is realised instead by a nominal group.

[57] Deuteronomy 34.5

wayyāmāṯ

šām

mošęh ʿęḇęḏ yhwh

b e ʾęręṣ môʾāḇ

Die-3MS-WYQTL

there

Moses servant of God

in the land of Moab

Finite/Predicator

circumstantial Adjunct

Subject

circumstantial Adjunct

Mood base

Residue

Mood base

Residue

(So Moses the servant of the Lord died there, in the land of Moab)

[58] Jeremiah 28.16

haššānāh

ʾattâ

meṯ

This year

you

die-MS-PART

Circumstantial Adjunct

Subject

Finite/Predicator

Residue

Mood base

(This year you shall die)

Mood Adjuncts are closely associated with the mood system and its various meanings; in particular, they represent meanings related to modality, temporality and intensity. Examples [6] from the conversation above, and [59] below are mood Adjuncts related to modality. Example [6] expresses possibility, while [59] expresses certainty and [60] expresses even stronger certainty according to van der Merwe et al. (van der Merwe et al. 1999).

[6] 1 Samuel 9.6

ʾûlay

yaggîḏ

lānû

ʾęṯ darkenû

Perhaps

tell-3MS-IMPF

to us

our way

Mood Adjunct

Finite/Predicator

Complement

Complement

Mood base

Residue

(perhaps he will tell us about our errand […])

[59] Genesis 26.9

ʾaḵ

hinneh

ʾišt e ḵā

hîʾ

Certainly

behold

your wife

(is)

she

Mood Adjunct

Negotiator

Complement

Finite/Predicator

Subject

Mood Base

Residue

Mood Base

(Certainly she is your wife!)

[60] Exodus 2.14

ʾāḵen

nôḏaʿ

haddāḇār

Certainly

be known-3MS-PERF

the thing

Mood Adjunct

Finite/Predicator

Subject

Mood base

(Surely the matter is known)

Mood Adjuncts related to temporality include those associated with remote or near future or non-future, as well as with positive and negative expectations relative to the time under discussion in the interaction. Examples [61] and [62] express near future and past respectively.

[61] Deuteronomy 32.35

qārôḇ

yôm ʾêḏām

For

soon

(be)

day of their disaster

Conjunctive Adjunct

mood Adjunct

Finite/Predicator

Subject

Mood Base

(for the day of their disaster is soon)

[62] Deuteronomy 32.17

a ḏāšîm

miqqārôḇ

bāʾû

New-MP

recently

come-3MP-PERF

Subject

mood Adjunct

Finite/Predicator

Mood base

(new ones [gods], who came but lately)

In the following examples, mood Adjuncts of temporality serve to express positive and negative expectations relative to the time under consideration ((Halliday & Matthiessen 2014): 187). In [64] the negative expectation is expressed by a combination of two mood Adjuncts, the temporal mood Adjunct ʿôḏ, together with the mood Adjunct of negative polarity loʾ.

[63] Genesis 29.7

hen

ʿôḏ

hayyôm

gāḏôl

Behold

still

the day

(be)

large

Negotiator

mood Adjunct

Subject

Finite/Predicator

Complement

Mood Base

Residue

(It is still broad daylight)

[64] Genesis 17.5

w e -

loʾ

yiqqāreʾ

ʿôḏ

ʾęṯ šimḵā

ʾaḇrām

And

NEG

be called-3MS-IMPF

still

your name

Abram

Conjunctive Adjunct

mood Adjunct

Finite/Predicator

mood Adjunct

Complement

Subject

Mood base

Residue

Mood base

(and you shall no longer be called Abram)

Comment Adjuncts are outside of the Mood base + Residue structure, and serve as comments on the proposition (propositional) or on the act of exchange (speech-functional) ((Halliday & Matthiessen 2014): 184). This type of Adjunct is much less common in BH than in English, and attested examples are rather rare.

[65] Joshua 7.20

ʾŏmnâ

ʾānoḵî

ḥāṭāʾṯî

layhwh ʾ ę lohey yiśrāʾel

Truly

I

sin-1CS-PERF

to the Lord God of Israel

Comment Adjunct

Subject

Finite/Predicator

circumstantial Adjunct

Mood Base

Residue

(It is true, I have sinned against the Lord, the God of Israel)

[66] Numbers 22.37

ha-

ʾumnām

loʾ

ʾûḵal

kabḏęḵā

INTER

truly

NEG

be able-1CS-IMPF

your honor

Negotiator

comment Adjunct

mood Adjunct

Finite/Predicator

Complement

Mood Base

Residue

(Am I really unable to reward you?)

Examples [65] and [66] show the speech-functional comment Adjuncts ʾŏmnâ (also ʾŏmnām) and ʾumnām. The former expresses the speaker’s “commitment to the truth of a statement”, while the latter is used “to enquire about how a state of affairs correlates with the truth”, and thus represents the listener’s point of view ((van der Merwe et al. 1999): 310-311).

Complement

The Complement is defined as that element which “has the potential of being given the interpersonally elevated status of modal responsibility” even though it does not possess that status ((Halliday & Matthiessen 2014): 153). Complements are typically realized by nominal groups or prepositional phrases. Examples of the Complement function can be seen in many of the previously-reported example clauses. Examples [43] and [51] both display a Complement marked on the Finite/Predicator element, and therefore realized within the Mood base rather than in the Residue. Example [56] shows a Complement realized by a down-ranked clause. Nominal groups that function as Complement in the role traditionally referred to as the direct object may be marked or unmarked for definiteness. One peculiar feature of BH is that when nominal groups which function as direct object are marked for definiteness, they are normally preceded by the definite object marker particle ʾęṯ, while nominal groups that are unmarked for definiteness also lack marking for object status.

[67] Deuteronomy 24.18

ken

ʾānoḵî

m e ṣaw e ḵā

laʿ a śôṯ

ʾęṯ

haddāḇār hazzę̄

Thus

I

command-MS-PART

do-INF.CONS

OBJ

this thing

Conjunctive Adjunct

Subject

Finite/Predicator[C]

Predicator

Complement

Mood Base

Residue

(therefore do I command you to do this thing)

[68] Genesis 19.8

raq

lāʾ a nāšîm hāʾel

ʾal

taʿ a śû

ḏāḇār

Only

to these men

NEG

do-2MP-IMPF

thing

Conjunctive Adjunct

circumstantial Adjunct

mood Adjunct

Finite/Predicator

Complement

Residue

Mood Base

Residue

(but do not do a thing to these men)

Polarity

In the system of POLARITY, the primary opposition is between ‘positive’ and ‘negative’. The former is the unmarked option, while the latter is marked. The specific marker for negative polarity varies depending on mood type and other factors. The following examples illustrate the negative markers and their uses.

Indicative clauses are normally marked for negative polarity by means of the mood Adjunct loʾ, as in example [66] and others above, as well as in [69] below. When negating the clause, the mood Adjunct is located directly before the Finite/Predicator. The negative mood Adjuncts bal and b e are also used for the expression of negative polarity in indicative clauses, especially in poetry, as in [70] and [71] below.

[69] Exodus 14.28

loʾ

nišʾar

bāhęm

ʿaḏ ʾęḥaḏ

NEG

remain-3MS-PERF

in it

until one

Mood Adjunct

Finite/Predicator

circumstantial Adjunct

circumstantial Adjunct

Mood Base

Residue

(not one of them remained in it)

[70] Proverbs 22.29

bal

yiṯyaṣṣeḇ

lip̄nê ḥ a šukîm

NEG

stand-3MS-IMPF

before unimportant-MS

Mood Adjunct

Finite/Predicator

circumstantial Adjunct

Mood Base

Residue

(He shall not stand before unimportant men)

[71] Psalms 19.4

b e

nišmāʿ

qôlām

NEG

be heard-MS-PART

their voice

Mood Adjunct

Finite/Predicator

Subject

Mood base

(their voice is not heard)

Volitive clauses are typically negated with the negative mood Adjunct ʾal, which is used with the jussive and cohortative forms in the third and first persons respectively. The imperative form of the verb, however, is not used in imperative clauses with negative polarity. Instead, one of two forms may be used, depending on the nature of the command. The mood Adjunct ʾal is used with the second-person jussive form (usually formally indistinguishable from the imperfect) if the command refers to a specific situation; loʾ is used with the second-person imperfect form if the command refers to a general prohibition.

[72] 1 Samuel 16.7

ʾal

tabeṭ

ʾęl marʾehû

NEG

look-2MS-JUS

to his appearance

mood Adjunct

Finite/Predicator

Complement

Mood base

Residue

(Do not look at his appearance)

[73] Exodus 20.13

loʾ

tirṣāḥ

NEG

murder-2MS-IMPF

mood Adjunct

Finite/Predicator

Mood base

(You shall not murder)

The use of the negative existence particle ʾên is described in Finite/Predicator above.

Modality

The intermediate degrees of meaning between the positive and negative poles of the system of POLARITY are referred to as MODALITY. The modality related to propositions is called modalization, and it expresses degrees of probability and degrees of usuality; that related to proposals instead is referred to as modulation, which expresses degrees of obligation in commands and degrees of inclination in offers ((Halliday & Matthiessen 2014): 177-178). The systems associated with modality are not as fully developed in BH as they are in English. While this may be due to a smaller variety of forms in BH with respect to modern English, it is more likely due to the fact that the BH is a dead language known from a rather limited corpus of texts, which do not represent the complete variety of texts and contexts present in the lives of the users of the language when it was a living tongue.

Degrees of probability were discussed above in the section on mood Adjuncts, where examples [6], [57] and [58] showed the use of the three Adjuncts ʾûlay (perhaps), ʾaḵ (certainly) and ʾāḵen (certainly). Van der Merwe et al. (van der Merwe et al. 1999) describe these as lying on a cline from strong certainty (ʾāḵen) to certainty (ʾaḵ) to possibility (ʾûlay). Gianto (Gianto 1998), on the other hand, includes ʾûlay and ʾaḵ, but not ʾāḵen among the particles which express epistemic modality. Waltke and O’Connor (Waltke & O’Connor 1990) claim that both ʾaḵ and ʾāḵen highlight a conclusion which is in contrast to what had been previously assumed.

Unlike English, BH does not possess a rich set of auxiliary verbs to express degrees of probability; however, Gianto (Gianto 1998) points out that the imperfect form of the verb may express various degrees of certainty, as represented by the four subtypes of epistemic modality he distinguishes (from more to less certain): declarative, assertive, assumptive and dubitative. These subtypes of epistemic modality correspond to the degrees of probability in the SFG notion of modalization. However, since they are all realized by means of the same form, they are therefore not grammaticalized on the lexicogrammatical stratum in BH. Furthermore, Gianto also notes that these same degrees of probability may be realized in other cases by clauses with imperative, jussive and perfect verb forms. Nevertheless, it was shown in Finite/Predicator above that certainty can be realized in the verbal group complex by means of the infinitive absolute, as in example [42a].

Gianto (ibid.: 190-191) furthermore discusses three subtypes of deontic modality, which generally corresponds to the notion of modulation in SFG: obligative, permissive and abilitative. Obligative and permissive modality equate to the modulation type obligation on commands, whereas abilitative modality is related to the modulation type inclination, although Halliday and Matthiessen (Halliday & Matthiessen 2014) note that the category of ability/potentiality is “on the fringe of the modality system” in English. It is significant that Halliday and Matthiessen (ibid.) relate ability/potentiality directly to the category of inclination, and classify “can/is able to as ‘low’-value variants of will/is willing to”, since BH has only two auxiliary verbs which express modality, and those are yāḵol (can, be able to) and ʾāḇāh (be willing), which may be seen above in examples (Sinclair 1999) and Steiner 1997. Much more work needs to be done to establish a systemic functional account of modality in Biblical Hebrew.

Conclusions

The present study represents only a preliminary attempt to describe the interpersonal resources of the Biblical Hebrew clause, and much work remains to be done in order to achieve a more complete and accurate description of these resources, much less a description of the lexicogrammatical resources associated with the other metafunctions or an adequate systemic representation of the lexicogrammar of Biblical Hebrew. The purpose of this study was to describe the interpersonal resources of the Biblical Hebrew clause, in order to elucidate the salient characteristics of the clause as an element in an interpersonal exchange. Starting from Halliday and Matthiessen’s (Halliday & Matthiessen 2014) account of the English MOOD system, the SFG accounts of Bandstra (Bandstra 2008) and Tatu (Tatu 2008) were critically evaluated and rejected as models for the description of BH, although certain aspects of their descriptions are useful and correct. In particular, their accounts seem to lean too heavily on descriptions of English and mostly leave the language’s systemic potential undescribed.

The present account of the MOOD system in Biblical Hebrew began with a description of the typical realizations of the SPEECH FUNCTION system in the lexicogrammatical system of MOOD TYPE. The system of MOOD TYPE and the grammatical means by which it is realized were then explored. It was shown that BH relies principally on Finite/Predicator morphology for the realization of distinctions between indicative and volitive clauses, and between the three types of volitive; however, within the category of indicative clauses, distinctions between declarative and interrogative, as well as between the different types of interrogative, are realized by means of Negotiators and interrogative pro-forms. The beginning of the clause was identified as the location where interpersonal meanings are realized by the Finite/Predicator and/or Negotiator, which are the most salient elements in the enactment of interpersonal meanings in the negotiation of exchange, and in particular in the realization of the choices available in the system of MOOD TYPE. The fused Finite/Predicator element – typically realizing an implicit Subject – was established as the central element around which interpersonal meanings are realized. The elements which encode mood in the clause were then each described, followed by a brief account of POLARITY and MODALITY.

Although there is a long tradition of exegetical interpretation of the text of the Hebrew Bible, as well as of the grammatical characteristics of its language, and much recent work has been done in the application of modern linguistic methods to the grammar of Biblical Hebrew, there is still much to be done from a systemic functional perspective. As regards the system of MOOD and the interpersonal meanings associated with it, the present study is only a tentative outline. Deeper and more systematic research needs to be carried out involving the analysis of the available corpus of texts, in particular so that adequate accounts of modality and the various types of Adjuncts and Negotiators might be developed. Finally, a more complete system network for the systems associated with Biblical Hebrew MOOD remains to be developed.

Footnotes
1

Two further exceptions to this tendency are Garnowski (Garnowski 1999) and Payne (Payne 1990). The author of the present study was unable to consult these theses at the time of writing.

 
2

The present study follows the conventions used in the systemic functional literature. Terms in all caps (MOOD) refer to the names of systems, while an initial majuscule (Subject) is used for the name of a structural function.

 
3

The English version cited throughout the present study is the New Jewish Publication Society (NJPS, 1985) translation. The text has been edited in order to remove narrative elements surrounding the quoted dialogues, to shorten the dialogues or individual turns by eliminating, for example, bound clauses not relevant to the analysis, and finally to change idiomatic English translations where they obscure the grammatical point under discussion. The transliteration system used for the examples is the Brill Scholarly transliteration of biblical Hebrew, version 0.4, 9 July 2015, by Pim Rietbroek.

 

Abbreviations

1CP: 

First-person common gender plural

1CS: 

First-person common gender singular

2MP: 

Second-person masculine plural

2MS: 

Second-person masculine singular

3FS: 

Third-person feminine singular

3MP: 

Third-person masculine plural

3MS: 

Third-person masculine singular

BH: 

Biblical Hebrew

COH: 

Cohortative

EMPH: 

Emphatic marker

EXST: 

Existential particle

EXST.NEG: 

Negative existential particle

IMPF: 

Imperfect

IMPV: 

Imperative

INF.ABS: 

Infinitive absolute

INF.CONS: 

Infinitive construct

INTER: 

Interrogative

JUS: 

Jussive

MP: 

Masculine plural

MS: 

Masculine singular

NEG: 

Negative

OBJ: 

Definite direct object marker

PART: 

Participle

PERF: 

Perfect

WQTL: 

weqatal verb form

WYQTL: 

wayyiqtol verb form

Declarations

Acknowledgements

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Copyright

© The Author(s). 2017