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Circumstantiation: taking a broader look at circumstantial meanings
Functional Linguistics volume 4, Article number: 5 (2017)
This paper argues for a view of circumstantial meaning as a region of ideational meaning that is instantiated across a range of lexicogrammatical structures: from the rank of the clausal constituent of circumstance in both directions: up to clause rank and down to below or within constituent rank (eg as Qualifier). This paper brings together and extends the work of Halliday & Matthiessen (An Introduction to Functional Grammar, 2004) on expansion and circumstantiation, and the work of Martin (English Text: System and Structure, 1992) within the discourse semantic system of ideation. Each type of circumstantial meaning is defined structurally, that is, according to rank, and semantically, according to type. Analysis of circumstantial meanings is conducted on a small corpus of four introductions to journal articles in order to demonstrate the use of viewing circumstantial meaning in this way.
What do the following bolded instances have in common?
I was really hungry//when I ate dinner
My birthday is tomorrow
The letter is on the mantelpiece
I sped home as fast as I could
It’s really hot in here
The book on the table belongs to me
A marked gap exists in the literature on oral communication skills in the accountancy workplace
Their commonality lies in their ideational meaning more than in their lexicogrammatical structure. Regarding ideational meaning, all these examples contain some kind of circumstantial meaning - meaning which contextualises the events construed in the clause according to such dimensions as time, place and manner (Halliday and Matthiessen 2004). The bolded clause when I ate dinner in (A) is a hypotactic dependent clause, however its meaning contextualises the activity of feeling hungry with location in time. Indeed, novice transitivity analysts often mistake these temporal dependent clauses as the constituent of circumstance.
The second example is an identifying clause in which tomorrow is the participant Token, which contextualises the Value, My birthday, with location in time.
The letter is on the mantelpiece in (C) is an attributive clause with a Circumstance, on the mantelpiece, functioning as the Attribute. It contextualises the Carrier, the letter, with Location in space/place.
|The letter||is||on the mantelpiece|
|Carrier||Process: attributive||Attribute: Circumstance|
In (D), the process sped is infused with Manner, and means moved quickly (Macquarie Dictionary, accessed 14/11/15).
In (E), in here is the constituent circumstance of the Location place type, contextualising the description of heat in terms of where it is hot.
|It||’s||really hot||in here|
|Carrier||Process: attributive||Attribute||Circumstance: location place|
In (F), while on the table is a Qualifier, it nevertheless contextualises the Thing (book) by specifying which book, in terms of spatial location. Students learning transitivity analysis also confuse these types of Qualifiers with circumstances.
|The||book||on the table||belongs||to me|
|Actor (nominal group)||Process: material||Scope|
Finally, in (G), A marked gap exists in the literature on oral communication skills in the accountancy workplace, the bolded part, in the accountancy workplace, is a Qualifier within a Qualifier within a Circumstance of Location:
|a marked gap||exists||in the literature [on oral communication skills [in the accountancy workplace]].|
Circumstance (Location: place)|
prep + nominal group
on oral communication skills [in the accountancy workplace].|
prep + nominal group
|Classifier x2||Thing||Qualifier (Loc: place)|
in the accountancy workplace.|
prep + nominal group
As (G) shows, the circumstance ‘in the literature on oral communication skills in the accountancy workplace’ is constituted by a prepositional phrase, with the preposition ‘in’ plus the nominal group ‘the literature on oral communication skills in the accountancy workplace’. Within that nominal group there is the Qualifier ‘on oral communication skills in the accountancy workplace’, which in turn, is constituted by another prepositional phrase with the preposition ‘on’ followed by the nominal group ‘oral communication skills in the accountancy workplace’. This nominal group, in turn, has the Qualifier ‘in the accountancy workplace’. The full circumstance ‘in the literature on oral communication skills in the accountancy workplace’ obviously construes circumstantial meaning, providing the location of the “gap” in the research, but within that circumstance, both Qualifiers, ‘on oral communication skills’ and ‘in the accountancy workplace’, provide further circumstantial meaning by way of Matter (what the literature is about: oral communication skills) and Location: place (where the oral communication skills are located: in the accountancy workplace) respectively.
Each of these seven examples contains circumstantial meaning, though only one example, (E), instantiates that meaning as the transitivity constituent of circumstance. From a lexicogrammatical perspective, circumstances are described as augmenting the process (Halliday and Matthiessen 2004), and are also discussed alongside clause complex relations under expansion (p594). However, Halliday and Matthiessen do state that circumstantial meaning can map onto other constituents - onto processes, as processes infused with manner as per (D) (I sped home as fast as I could), and onto participants, for example the Attribute: circumstance, as per (C) (The letter is on the mantelpiece). Looking upwards to the clause, Halliday and Matthiessen also acknowledge that circumstantial meaning can be encoded into clauses of the hypotactic enhancement type, as per (A) (I was really hungry//when I ate dinner), which, as stated, enhances the meaning in the first clause through location in time. Halliday (1985 p137–144) also includes in the logicosemantic relation of enhancement the other circumstantial categories of Extent, Manner, Cause and Matter, arguing that circumstance types are agnate (similar in meaning) to logicosemantic relations in clause complexing. Halliday and Matthiessen (2004, p367) provide the following examples to demonstrate this feature:
Each day, she prayed with all her heart (Manner: means)
which is agnate to:
Each day, she prayed//using all her heart.
Because meanings at the stratum of discourse semantics are realised in “lexicogrammatically diverse” ways, (Martin and White 2005: 130), Martin (1992: 316–317) extends the reach of circumstantial meanings to include Qualifiers. Specifically, he shows that prepositional realisations of circumstantial meanings can occur as circumstances (Ben ran with considerable speed), as manner adverbs (Ben ran quickly) and as Qualifiers in nominal groups (the race through the galaxy).
Martin (1992) began to look at circumstantial meanings from a discourse semantic perspective with his preliminary work on ‘setting’, however this term refers to mainly locational circumstantial meanings. In this paper we take circumstantial meanings further, building on these earlier articulations of the diverse realisations of circumstantial meanings. We examine the lexicogrammatical diversity of circumstantial meanings, that is, those meanings that occur in a multiplicity of locations, from clause to constituent to partial constituent, such as within a process or as a Qualifier or even a Qualifier within a Qualifier, across a small corpus. That is to say, we are separating out the type of circumstantial meaning from the type of lexicogrammatical structure that realises that meaning. In doing so, we can easily explain to students how and why the same kind of meaning is not realised and thus not analysed in the same way. For example, the four following clauses realise temporal meanings in four different lexicogrammatical structures:
When it was that hot Friday I went to uni (hypotactic enhancing clause)
I went to uni on that hot Friday (circumstance)
Going to uni on that hot Friday was a bad idea (downranked circumstance)
Lunchtimes on Friday are always busy in this cafe (Qualifier)
Having an understanding that these are all circumstantial meanings of the temporal type but that only one of them is realised as a ranking circumstance is useful not only for examining ideational meanings in texts but also for pedagogic purposes. One can show students how different circumstantial meanings, in this case temporal ones, can have a variety of lexicogrammatical realisations. As for its usefulness in the analysis of ideational meaning in texts, if we do not examine circumstantial meanings as realised across different lexicogrammatical structures, we miss at least 50% of those meanings, as is shown in the different structural realisations of circumstantial meanings across the corpus of four journal article introductions section of this paper. Finally, if we examine circumstantial meanings as they unfold logogenetically across texts, we can say something more comprehensive about the way texts realise the register variable of field.
Working as both teachers and researchers within the systemic functional linguistic model of language, it has been problematic that all these diverse realisations of circumstantial meanings have never been looked at together. Looking at them together enables a different view of ideational meaning, affording a better understanding of the extent of these meanings in texts and a more effective way of teaching about these meanings to students. As pointed out above, novice analysts are often at a loss to distinguish hypotactic enhancing clauses and Qualifiers from circumstances. This work provides a framework for doing so.
We thus explore circumstantial meanings across a range of lexicogrammatical structures before examining their presence in a small corpus of four introductions to published journal articles in two different fields: inorganic chemistry and history, as a small exploration of two instances of writing from two very different fields of knowledge. Inorganic chemistry is from the hard sciences (vertical knowledge structure in Bernstein’s 1999 terms), while history is from the humanities (horizontal knowledge structure in Bernstein’s 1999 terms). As we know that these disciplines have different discourse practices (see for example Martin 2007; Martin et al. 2010), it is useful to look at the way two contrasting subfields of these disciplinary knowledges realise circumstantial meanings.
Circumstantial structure, circumstantial meanings
There are two typological aspects to circumstantial meaning we explore here: structural type and semantic type. Structural type refers to the ideational structure through which the circumstantial meaning is realised. This is primarily explored from the perspective of transitivity at the stratum of lexicogrammar. Semantic type refers to the semantic category of the circumstantial meaning, for example, Location: place, Location: time, Manner, and is based on Halliday and Matthiessen (2004) classification of types of circumstance and logicosemantic relations. Thus the seven circumstantial meanings introduced at the commencement of this paper can be understood as follows (in Table 1), starting from the highest rank of clause within the lexicogrammar and moving down to the smallest or lowest: Qualifier within Qualifier:
The next section introduces the data and then follows with a review of each circumstantial meaning by examining which semantic types occur with each lexicogrammatical structure, and which types appear in our corpus.
The data for this research comprises the introduction sections to four published research articles from two different disciplines: history and inorganic chemistry. Introductions to journal articles were chosen as the researchers teach academic literacy to postgraduate international students, who often struggle with research writing. These sections of articles are crucial in arguing for a writer’s research space or ‘gap’ (Hood 2010; Swales and Feak 2012), something postgraduate research students in particular need to master. Understanding how arguments are made in these sections of journal articles is crucial to being able to teach students how to meet this rhetorical challenge. The four introductions range in length from 33 to 82 clauses and are introduced in Table 2:
Types of circumstantial meaning
We begin with Halliday and Matthiessen (2004) semantic types of the constituent of circumstance, as these cover the range of circumstantial meanings we are attempting to map. Halliday and Matthiessen (2004: 262–263) provide a list of nine general semantic types of circumstance (see Table 3). These are: Extent, Location, Manner, Cause, Contingency, Accompaniment, Role, Matter and Angle. All except Matter have subtypes. The first six of these (Extent, Location, Manner, Cause, Contingency, Accompaniment) are of the enhancing type of expansion. Table 3 shows these 21 circumstance types and their probe questions:
In our corpus, we found most of these types of meaning instantiated across a range of structures including circumstances, Qualifiers, processes, participants, enhancing clauses, at both ranking and downranked locations. The next section explores the semantic types of circumstantial meanings across different structural realisations in our corpus, aiming to show that by viewing texts with this broader gaze on circumstantial meaning, we can make visible more of how these texts make meaning.
Different structural realisations of circumstantial meanings across the corpus of four journal article introductions
This section begins with an examination of the number of the circumstantial meanings in the corpus that are instantiated as circumstances before moving onto examining other lexicogrammatical realisations of circumstantial meanings in individual texts. In the whole corpus, there are a total of 463 circumstantial meanings, with ranking circumstances accounting for 36%. Figure 1 shows the number of different circumstantial meaning structures across the corpus.
However, as Figure 2 below shows, while ranking circumstances are the most frequent way to instantiate circumstantial meaning, accounting for just over a third of the instantiations, if we add the 72 downranked circumstances (that is, those in embedded clauses), the percentage of circumstantial meaning that is instantiated as circumstance increases to 51% (247 instances).
Thus, while just over half the circumstantial meanings are realised as circumstances, both ranking and downranked, there are an additional 225 circumstantial meanings (49%) realised by a combination of other lexicogrammatical structures. We can combine the ranking and downranked instances of other structures as well, as per Figure 3.
Figure 3 shows that when we combine the ranking and downranked instances of all the different structural realisations, Qualifiers are the second most frequent (23%), followed by processes (17% - all of which instantiate Manner), with enhancing clauses and participants being the fewest. In other words, when looking at all circumstantial meanings in these texts, circumstance is still the most frequent, accounting for 51% of all circumstantial meaning. Qualifier is the next most frequent, accounting for 23.2% of all circumstantial meaning. As the third most frequent, processes account for 17% of circumstantial meaning. Downranked participants account for just 3.5%, while enhancing clauses account for 4% of all circumstantial meanings. Given this spread of circumstantial meaning across structures, it makes sense to look at them more closely. In order to do this, we now look at the four article introductions individually.
Circumstantial meanings in the first of the two history article introductions
We begin with one of the history articles, Bowen (2010), which is an overview of the Chinese fish curing trade in colonial Australia. We examine the spread of circumstantial meanings across both structure and semantic type, to see which semantic types are realised by which structures, and the ways these meanings function in the text.
Bowen has 64 instances of circumstantial meaning, spread across 13 different semantic types. Location: place is by far the most frequent (28 instances or 43.75%), Location: time is the second most frequent (11 instances or 17%) and Manner: quality is the third most frequent with ten instances (15.6%). Numbers of all semantic types can be seen in Fig. 4 below.
It is not surprising that the most frequent types of circumstantial meaning in Bowen are Location: place and time, as we know that history discourse foregrounds both place and time in its endeavour to account for where and when historical events take place (Coffin 2006). We now explore these two most common types of circumstantial meaning in more detail, beginning with temporal resources, and examining both the semantic and structural realisation aspects.
Most of the temporal resources in Bowen’s introduction are instantiated as ranking circumstances, with five in Theme position. Placing temporal meanings at the front of the clause is one of the ways that history discourse foregrounds time (Coffin 2006), and in Bowen, it is the temporal aspect of tracing the Chinese fishing industry in Australia that is being foregrounded. Examples include more densely packed phrases such as:
|At a time [[when most Melbourne and Sydney based European fishermen were earning approximately £50 per year]]||Chinese people [[working in Australia]]||were earning||that much||every day.|
|semantic type||Location: time||material||Extent: frequency|
|Marked topical Theme|
or, more typically, a simple date:
|In 1880,||an estimated $229,858 (US) worth of Chinese cured fish||was exported||from San Francisco to Hong Kong7.|
|semantic type||Location: time||material||Location: Place|
|Marked topical Theme|
All the temporal meanings in Bowen and the way they are instantiated are displayed in Table 4 below.
As Table 4 shows, almost all the temporal meanings occur as ranking circumstances, (five of them in topical Theme position), further demonstrating the foregrounding of time as point of departure in history. However, as the field of Bowen’s history article focuses heavily on the spatial location of the fishing industry, spatial meanings are significantly more prevalent than temporal ones, and in particular, many of these spatial meanings (14/26 or 53.8%) are concrete. Using Dreyfus and Jones (2011) typology of spatial location, Bowen’s spatial locations are mapped in Table 5 below.
Table 5 shows that of these spatial meanings, geographical are the most common, focusing on where the fishing took place. However general physical, institutional occupational and historical locations also feature. As to be expected in an academic history paper, abstract places that involve semiotic locations such as ‘in Australia’s written histories and scholarly works’, and historical locations that package time (see Martin et al. 2010), such as ‘to the mid-nineteenth century gold rushes’, are present. Additionally, some of these combine both spatial and temporal meaning in the one instance, such as ‘to the mid-nineteenth century gold rushes’ or ‘from Australia’s colonial fishing industry’. These reflect the way abstraction enables the packaging of multiple meanings into one functional unit. As these instances package a past time into a place, they are called historical locations (Bennett unpublished).
In contrast to the temporal meanings in Bowen, spatial meanings are realised more evenly across a range of structural locations, as per Table 6.
As Table 6 shows, of the spatial meanings in Bowen, eight are instantiated as ranking circumstances, seven as downranked circumstances, nine as Qualifiers, and two as downranked Qualifiers. Thus, similar to the overall ratio of circumstantial meanings instantiated as ranking circumstances across the whole corpus (36%), ranking circumstances in Bowen account for 30.7% of all the spatial meanings, as can be seen in Figure 5.
Figure 5 shows that while spatial meanings are almost evenly spaced across Qualifiers, circumstances and downranked circumstances, it is Qualifiers that are the most frequent choice for spatial meanings. This configuration confirms what we know about academic discourse in general; that it packs meaning into nominal groups (Halliday and Martin 1993). These nine spatial Qualifiers and the nominal groups they occur in are listed below:
The arrival of some 35,000 Chinese gold miners to Victoria 1
Chinese participation in Australia’s early commercial fishing industry
the situation in the US
Chinese people in the US
in both a dry state in bags
Archival and archeological evidence from America’s Chinese fishing history
with recent research from Australia
an overview of Chinese fish-curing operations in colonial Australia
the limited discussion in Australia’s written histories and scholarly works
If downranked Qualifiers that instantiate spatial meaning are added to the number of ranking Qualifiers, this figure increases to 42.3% (11/26 instances), nearly half the number of spatial meanings. Further, if downranked circumstances instantiating spatial meanings are added to the number of ranking circumstances, this figure increases to 15/26 (57.7%) spatial meanings. Thus, just over half the spatial meanings are instantiated as circumstances and just under half as Qualifiers, at both ranking and downranked locations, as per Figure 6.
This point alone demonstrates the value of examining circumstantial meanings across a range of lexicogrammatical realisations if we want to be able to see the extent of spatial meaning in history discourse, and understand how the field of history is realised in text. Without these Qualifiers, nearly half the spatial meanings would be missed.
The third most frequent circumstantial meaning in Bowen is Manner: quality, with ten instances, of which eight are processes. This perhaps reflects the way sources are used in history discourse to keep the dialogic space open (Hood 2010) (Table 7).
Returning to the structural configurations of all circumstantial meanings in Bowen, Figure 7 shows ranking circumstances are the most frequent structure for circumstantial meanings with 27/64 (42%) instances:
However, many circumstantial meanings are missed if only those instantiated as ranking circumstances are examined.
Circumstantial meanings in the second of the two history article introductions (focusing on the teaching of history in New Zealand primary schools)
We now turn to the second history article introduction by Patrick (2011), whose pattern of circumstantial meaning is similar to Bowen’s with Location: place and time as well as Manner: quality being the three most frequent types of circumstantial meaning. Patrick has slightly more circumstantial meanings overall than Bowen: 106 across 53 clauses (two per clause, whereas Bowen has 1.87 per clause), of 11 different types. Spatial location has 40/106 instances (or 37.7%), Manner: quality has 28 instances (or 26%), and temporal location has 18 instances (or 16.9%). The next most frequent in Patrick is Matter, with 10 instances. Figure 8 shows the numbers of these circumstantial meanings.
Similar to Bowen, the spatial meanings in Patrick are a combination of concrete places, telling where the events being discussed took place, and more abstract places, reflecting both the field of research, which is education, and the academic register. This range can be seen in Table 8 below:
Table 8 shows that as Patrick’s introduction progresses, moving from its narrative beginnings into its more abstract argument, there is generally a corresponding movement towards more abstract and semiotic places.
The second most frequent type of circumstantial meaning in Patrick, Manner: quality, occurs frequently and mainly within the process, as can be seen in Table 9 below.
Table 9 shows that Patrick’s introduction makes strategic use of the process to encode Manner: quality into her argument, making this almost the second most frequent circumstantial meaning. These meanings strengthen and sharpen, bringing the evaluation into the role of process and quite powerfully position the reader to align with her arguments.
Turning to temporal meanings in Patrick, we find a different range and pattern than in Bowen. While in Patrick there are many temporal meanings instantiated as circumstances (7/18 or 38.8%), only three of these are in Theme position. Thus time is not as much a foregrounded feature in Patrick as it is in Bowen, even though both are from the discipline of history. Instead, there are a number of enhancing clauses, some of which are temporal, and all begin with the conjunction ‘while’, eg:
While a body of scholarly writing engaging with Gibbons’ work has appeared over (during) the past few decades,
critiques of the approach taken by Gibbons and historians influenced by his ideas have also begun to surface.
This use of temporal circumstantial meaning as a dependent clause is one of the rhetorical features that contribute to Patrick’s argument. These combine with replacive ones (Halliday and Matthiessen 2004), that is, ones that can be replaced with ‘whereas’, and begin almost a third of the way through the introduction, occurring every few clauses till the end. All temporal meanings in Patrick, and how they are instantiated, can be seen in Table 10 below.
As Table 10 shows, unlike Bowen, whose introduction had many temporal meanings as Qualifiers, Patrick favours both enhancing clauses and ranking circumstances for instantiating temporal meanings.
Of the four other types of circumstantial meaning in Patrick that have five or more instances, Matter (10), Accompaniment comitative (6) and Cause purpose (5), only the most frequent is Matter, is discussed. As with all circumstantial meanings, Matter adds detail, in this case about whatever it is connected to. It occurs at constituent level and below, with three of the eight instances being circumstances (one downranked), while six are Qualifiers:
Thus, as Table 11 shows, where Bowen favours spatial meaning as Qualifiers, Patrick favours Matter. This perhaps points to different sub-fields of history: Bowen’s history is an exploration of past events, thus favours spatial meanings of events in time whereas Patrick’s history is more focused on sources, thus reflecting the ‘aboutness’ of history in Matter. Patrick’s Matter Qualifiers function to commit more meaning to the nominal groups in which they occur by specifying the Head word in terms of what the Head word is about, for example:
The pupils of the Kairakau Primary School in the Chatham Islands, for instance, had collected stories about the Moriori, Maori and Pakeha habitation of their islands
Returning to all circumstantial meanings in Patrick, Fig. 9 shows they are instantiated as a variety of structural types.
As Figure 9 shows, ranking circumstances account for just over a quarter of all circumstantial meanings (27.2%), processes infused with manner another 21%. If we collapse both the ranking circumstances and Qualifiers with their downranked counterparts, these proportions change to circumstances making up half almost the circumstantial meanings (46.3%), Qualifiers and processes being just over a fifth each (21.3 and 22.2% accordingly), and enhancing clauses making up a tenth (10%), as per Figure 10.
Circumstantial meanings in the first of the two chemistry article introductions
We now turn to the two article introductions from chemistry (Brooks et al. 2013 and Kennedy et al. 2013), as a counterpoint to the history introductions, as we know there are differences in the discourses of science and history (Bernstein 1999, Martin 2011).
Brooks’ et al. (2013) article is from the discipline of electrical engineering/chemistry and focuses on the use of zinc for storing solar energy. The introduction has 59 clauses and 81 circumstantial meanings in total, a ratio of 1.37 circumstantial meanings per clause. As can be seen in Figure 8, the most frequent semantic type is Cause: purpose (18/81 or 22%), followed by Manner: quality (13/81 or 16%), then Location: time and Role: guise each have eight instances (9.8%), Manner: degree has six (7.4%), Role: product, Cause: reason and Location: place have five (6%). These and the other instances numbering less than five can be seen in Figure 11 below:
Figure 11 shows that unlike the history introductions, where circumstantial meanings of both time and place predominate, in Brooks, it is Cause: purpose that is most prevalent. Cause: purpose meanings are instrumental in enabling Brooks’ promotion of zinc as a candidate for storing solar energy. These Cause: purpose meanings are instantiated across a range of structures, as per Table 12, below.
As Table 12 shows, it is enhancing clauses that are used most frequently to instantiate meanings of Cause: purpose, suggesting that Brooks et al. are driving the reasoning for the proposed arguments with all structures, from the clause right down to the Qualifier. These resources are a key feature of the argument as they span the whole introduction, beginning in the second clause complex and continuing through to the fourth last.
The next most frequent circumstantial meaning in Brooks et al. is Manner: quality, with 13 instances, of which nine are processes.
As Table 13 shows, Manner: quality instantiated as process is a quite frequent circumstantial meaning in Brooks et al., highlighting the power of the process to be harnessed for his argument. As Hood argues, (2010: 92) Manner processes invoke “a reading of increased effort, vigour or rigour”, while maintaining apparent objective balance, an essential feature of scientific writing.
The seven Location: time meanings in Brooks et al. are all instantiated as ranking circumstances, and mainly refer to chemical processes as they unfold in the explanation genre2 embedded in the introduction:
23.1 in many redox reactions [[(that are) including organic radical polymerization,15 cyclizations,16 aldehyde fluoromethylation,17 the water gas shift reaction,18//and (that include) more prominently, the reduction of H2O and Co2 for solar fuels.19,20]]3
24.1 In H2 evolving, water reduction reactions4
32.1 at 1100 K
32.3 during cooling process
Of the eight Role: guise meanings, half (four) are instantiated as ranking circumstances, while three are Qualifiers. These Role: guise meanings help to sell Brooks et al.’s argument for zinc as a means of solar energy storage (Table 14).
The last kind of circumstantial meaning we examine in Brooks et al. is Manner: degree, with six instances. These are all instantiated as circumstances, with five ranking and one downranked, as per Table 15 below:
These Manner: degree meanings function to discount other possibilities while building up the suitability of zinc for solar.
Circumstantial meanings in the second of the two chemistry article introductions
We now turn finally to Kennedy et al., the second of the chemistry article introductions in the corpus. Kennedy et al.’s article is from the discipline of coordination chemistry and focuses on an approach, called the weak link approach, for assembling complicated molecular structures. The introduction has 82 clauses with 55 circumstantial meanings (a ratio of .67 per clause). As Figure 12 shows, the most frequent type is Location: place, with 14/55 instances (25.4%), followed by Manner: quality, with 11 instances (or 20%) and then Manner: means (8/55 or 14.5%). The other circumstantial meanings have five or fewer instances, but together make up 22 instances in total. Those with five or more instances will be discussed. Figure 12 shows Kennedy et al.’s spread of circumstantial meaning types:
The predomination of Location: place meanings in Kennedy et al. confirms the overall trend of Location: place being the most frequent of all types of circumstantial meaning. While this is also similar to the trend in the history introductions, Table 16 shows the types of place in Kennedy et al. are entirely different to those in history, reflecting the difference in field.
Table 16 shows that of the 13 spatial meanings in Kennedy et al., ten are technical entities from the field of coordination chemistry. These technical meanings focus on locations of aspects of the weak link approach. However, it is important to note that the spatial education meanings, both begin and end the introduction to topic, and in doing so, position the reader to align with the writers by identifying them as part of the research community:
Within the discipline of coordination chemistry, the weak-link approach (WLA)1–6 has emerged as a powerful means [[to assemble complicated supramolecular structures (Scheme 1)….
…examples of this aspect of biomimicry are otherwise rare in coordination chemistry.
Furthermore, the only semiotic spatial meaning, ‘Herein’, (referring to the paper itself) strategically positions the reader to consider the paper and its proposed solutions as unique, practical and successful:
Herein, we report a new method [for the clean and quantitative synthesis of rigid platinum(II) WLA assemblies (Scheme 1: 2,3,6,7,8,9,) via partial abstraction of chloride in either protic or nonpolar solvents.]
These spatial meanings occur across a range of structures, with ranking circumstances being the most frequent and downranked circumstances being the second most frequent, as can be seen in Table 17.
Similar to Brooks, the second most frequent circumstantial meaning in Kennedy et al. is Manner: quality, with 11 instances across three structures, as per Table 18:
These Manner: quality meanings amplify the significance of the research into the weak link approach, building the perception of success.
The third most frequent circumstantial meaning in Kennedy et al. is Manner: means, with eight instances. These are instantiated across four structures, as per Table 19.
While there are only 10 Manner: means meanings, they are an important feature in Kennedy et al., providing detail about the workings of chemical processes in the weak link approach.
The final circumstantial meaning we explore in Kennedy et al. is Location: time, which has five instances, all of which refer to some aspect of when chemical processes happen (Table 20).
Discussion: comparison of circumstantial meanings across the corpus
After examining the circumstantial meanings in the four texts individually, we now look at these together, beginning with the number of meanings per clause, followed by the frequency of the different types. Table 21 shows the number of circumstantial meanings per clause across the four articles.
While the corpus contains some clauses with no circumstantial meanings, and others with many, Table 21 shows that on average there is at least one circumstantial meaning per clause, regardless of the discipline. However, the small size of the corpus does not really allow us to draw any conclusions about the differences in disciplinary instantiations of circumstantial meanings. Nevertheless, we can reiterate that Location: place meanings are the most commonly instantiated circumstantial meaning across all four texts, but the types of place vary according to the field of the article.
Casting the net more widely, we now examine the four most frequent circumstantial meanings (those with five or more instances) in each text.
As Table 22 shows, three types of circumstantial meaning dominate the frequency: Location: place, Location: time and Manner: quality. Location: place is the most frequently instantiated in two of the four texts, Bowen’s history and Kennedy et al.’s chemistry. In addition, it is the second most frequent meaning in Patrick and equal fourth in Brooks. This confirms what we have already seen with circumstances of this type being the most frequent in other corpora ((Matthiessen, C. M. I. M. 1998. The Transitivity of Space in Topographical procedures. Unpublished); Dreyfus and Jones 2011).
Location: time is the most frequent in Bowen, the third most frequent in Patrick and Brooks, and the fourth most frequent in Kennedy. In Bowen and Patrick these relate to past historical events, whereas in Brooks and Kennedy they relate to the timing of chemical processes and how they determine other chemical events. 5 We can thus say that time is a significant feature across these textual instances from the disciplinary knowledges of both history and chemistry.
Manner: quality is the third most frequent meaning in Bowen, and the second in the other three texts. Most of these meanings are instantiated as processes, as can be seen in Fig. 13:
Figure 13 shows that processes make up 40/59 (67.7%) of the Manner quality meanings in the corpus, showing the power of the process to contribute to and drive the argument in research articles, thus positioning the reader to adopt a favourable view of the research. From an interpersonal perspective, these can be examined as instances of graduation that raise the intensity of the meaning. We know from Hood’s (2010) study of research articles that these kinds of processes are prevalent in research writing across a range of disciplinary knowledges.
While there is a high frequency of time, place and manner meanings in the corpus, there are also 17 of the possible 22 types of circumstantial meanings in the corpus. The frequency of these types in descending order can be seen in Figure 14.
The types of circumstantial meaning not found in this corpus are Cause: behalf, Contingency: condition, Contingency: default, Accompaniment: additive and Angle: source.
Regarding structures instantiating circumstantial meanings, as stated at the beginning of this paper, the most frequent structure across all four texts is circumstance. This can be seen in Table 23, which shows frequency of structures in descending order.
This can also be viewed as a graph:
Table 23 and Figure 15 show that while in all article introductions circumstance is the most common way to instantiate circumstantial meanings, in Patrick, process comes a close second. However in no other article are there any lexicogrammatical structures that come close in number to circumstance. Nevertheless, all the other instantiations together make up a large number of circumstantial meanings that would be missed if we did not view the texts from this standpoint.
Additionally, if we collapse the downranked circumstances and Qualifiers into their ranking counterparts, this picture changes markedly, with both the number of circumstances and Qualifiers increasing substantially, as can be seen in Figure 16.
This paper has attempted to show another way of looking at circumstantial meaning, one which focuses on all the lexicogrammatical realisations of circumstantial meanings, not just the circumstance. Building on Halliday and Matthiessen (2004) and Martin’s (1992) discussions about these kinds of meanings in a range of lexicogrammatical structures, this paper has attempted to draw all these diverse realisations of circumstantial meanings together and examine them across a small corpus of article introductions to show that different article introductions instantiate a different range of circumstantial meanings in a variety of structures. The results of the analysis have shown that circumstance is still the most frequent structure for instantiating circumstantial meanings, however other lexicogrammatical structures such as Qualifiers, processes and enhancing clauses are also frequently used. This paper has also shown that Location: place meanings are the most frequently instantiated circumstantial meaning across all four articles, regardless of the general and specific field, though the kinds of place are different, depending on the field. Manner: quality (instantiated primarily in processes) is also a common type of circumstantial meaning, as is Location: time, but again, different kinds of time are instantiated, depending on the field. Of note is the frequency of Cause: purpose in Brooks’ introduction, which is like no other introduction, and again corresponds to the specificity of arguing for a type of substance for storing solar energy.
As argued at the beginning of this paper, analysis of this kind goes beyond an analysis of circumstances, which can only show how circumstantial meanings are realised in one lexicogrammatical structure. Circumstantial meanings are an under-researched area of SFL, perhaps because the work has not been fully developed, and perhaps because in an analysis of experiential meanings, circumstances have been seen as peripheral to the more nuclear meanings of processes and participants (Halliday and Matthiessen 2004; Martin 1992). This research highlights the value of seeing the constituent of circumstance as only one part of a larger region of meaning – circumstantial meaning – which can be used to examine how the kinds of meanings are realised in different texts. Of course a further study of circumstantial meanings in other genres and fields is necessary for the continuation of this work.
This work has pedagogical implications as stated at the beginning of the paper – novice analysts frequently confuse non-circumstance realisations of circumstantial meanings with circumstances. This work provides a coherent and simple way through this problem in its articulation of the way circumstantial meanings can be realised by a range of different structures.
As a final note, while we have examined circumstantial meanings alone, they would of course be viewed as only one part of a whole range of linguistic analyses of texts that explore how texts such as these article introductions make meaning using different language resources.
1It is argued here that the nominal group The arrival of some 35,000 Chinese gold miners to Victoria has two Qualifiers: of some 35,000 Chinese gold miners being the first and to Victoria being the second as per the table below:
|The||arrival||of some 35,000 Chinese gold miners||to Victoria|
|Deictic||Thing||Qualifier 1||Qualifier 2|
2Unsworth (2001) has described implication sequences in the explanation genres of science
3In this instance, “in” means “during”
4As per footnote 5
5For a more in depth examination of temporal meanings in these texts, see Bennett 2016.
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SD came up with the ideas and wrote the article as well as supervised IB Masters thesis research which involved the transitivity and circumstantial meaning analysis of the journal articles used in the paper. SD did all the comparative work of the numbers and kinds of circumstantial meanings that are reported on in the paper. Both authors read and approved the final manuscript.
The authors declare that they have no competing interests.
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Dreyfus, S., Bennett, I. Circumstantiation: taking a broader look at circumstantial meanings. Functional Linguist. 4, 5 (2017). https://doi.org/10.1186/s40554-016-0036-y
- Systemic functional linguistics
- Ideational meaning
- Research articles